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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Edward Baroncini
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Edward Baroncini 150 150 Robert Rex, Esq.

Last Updated: February 2025, Manchester, CT Here’s what you need to know about Manchester, CT, former stockbroker Edward Baroncini: Name: Mr. Edward Baroncini CRD Number: 3043354 Current Employers: Excel Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Michael C. McFeely
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Michael C. McFeely 150 150 Robert Rex, Esq.

Last Updated: February 2025, York, PA Here’s what you need to know about York, PA, stockbroker Michael C. McFeely: Name: Mr. Michael Christopher McFeely CRD Number: 5505995 Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno 150 150 Robert Rex, Esq.

Last Updated: February 2025, Owensboro, KY Daniel Deno Investigation Summary Here’s what you need to know about Owensboro, KY stockbroker Daniel Deno: Name: Mr. Daniel Ray Deno Current Employer: Not currently registered Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park
Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Santa Monica, CA) Mimi Yoo Park Investigation Summary Here’s what you need to know about Santa Monica, CA Stockbroker Mimi Y. Park: Name: Mimi Yoo Park…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker William Westcott
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker William Westcott 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Tucson, AZ) William Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name:William Carl Westcott Current Employer: LPL Financial DBA:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joanna Westcott
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joanna Westcott 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Tucson, AZ) Joanna Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name: Joanna Ingberg Westcott Current Employer: LPL Financial…

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  • Robert Rex, Esq.

LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX
LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX 150 150 Robert Rex, Esq.

January 2025- Austin , Texas The Texas State Securities Board (TSSB) fined LPL Financial $450,000 and ordered a repurchase of certain securities sold to investors. In addition LPL agreed to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Berwyn, PA) Anthony Martinelli Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Anthony Steven Martinelli: Name: Anthony Steven Martinelli Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Harold Klein a broker formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Harold Klein a broker formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Seal Beach, CA) Harold Edward Klein Investigation Summary Here’s What You Need to Know About Seal Beach, CA Stockbroker Harold Edward Klein: Name: Harold Edward Klein…

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