Last Updated: July 2025 — Houston, Texas Here’s what you need to know about Houston, TX, stockbroker Abraham Barrera: Name: Abraham Barrera CRD Number: 5734800 Current Employer: Wealth Enhancement Advisory Services, LLC; Wealth…
read moreLast Updated: July 2025 – Reno, NV Here’s what you need to know about Reno, NV, former stockbroker Mark Randall Wilburn: Name: Mark Randall Wilburn (Deceased 6/22/2023) CRD Number: 2487096 Current Status: Not…
read moreLast Updated: July 2025 — Green Bay, Wisconsin Here’s what you need to know about Green Bay, WI, stockbroker and registered investment advisor Robert Duncan Aikins: Name: Mr. Robert Duncan Aikins…
read moreLast Updated: July 2025 — Oviedo, Florida Here’s what you need to know about Oviedo, FL, stockbroker Andy S. Rampersaud: Name: Andy S. Rampersaud CRD Number: 4030919 Current Employer: LPL Financial LLC DBA:…
read moreLast Updated: July 2025 (Strongville, OH) James Robert Ptacek Jr. Investigation Summary Here’s What You Need to Know About Strongville, OH Stockbroker James Robert Ptacek Jr: Name: James Robert Ptacek…
read moreRex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker David William McQuade
Last Updated: July 2025 — San Diego, CA Here’s what you need to know about San Diego, CA stockbroker David William McQuade: Name: Mr. David William McQuade CRD Number: 3118389 Current Employer: LPL…
read moreLast Updated: July 2025 — Sandersville, GA Here’s what you need to know about Sandersville, GA, stockbroker Justin Bradford May: Name: Justin Bradford May CRD Number: 5162373 Current Employer: LPL Financial LLC DBA:…
read moreLast Updated: June 2025 Jason Mitsuda Investigation Summary Here’s what you need to know about Honolulu, HI, financial advisor Jason Mitsuda: Name: Jason Kazuo Mitsuda Current Employer:Not Currently Registered with FINRA Prior…
read moreLast Updated: June 2025 – Rock Springs, WY Here’s what you need to know about Rock Springs, WY, stockbroker Doran C. James: Name: Mr. Doran Calvin James Current Employers: J.W. Cole Advisors,…
read moreLast Updated: June 2025 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Susan H. Ciucci: Name: Susan H. Ciucci Current Employer: LPL Financial LLC Prior Employers: Grove Point…
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