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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Dallas, Texas) Angela M. Graham-West Investigation Summary Here’s what you need to know about Dallas, Texas / Ft. Lauderdale, FL, stockbroker Angela M. Graham-West: Name: Ms.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Demertzis formerly a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates John Demertzis formerly a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (East Setauket NY, Dallas TX and Naples FL) John Demertzis Investigation Summary Here’s what you need to know about East Setauket NY, Dallas TX and Naples…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Judith Dolle
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Judith Dolle 150 150 Robert Rex, Esq.

Last Updated: January 2026 – Rancho Mirage, CA Judith Dolle Investigation Summary Here’s what you need to know about Rancho Mirage, CA, former stockbroker Judith Dolle: Name: Ms. Judith Ann Dolle…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Columbia, TN Here’s what you need to know about Columbia, TN stockbroker Jim Davis Jr.: Name: James D. Davis Jr. Alias: Jim Davis Current Employer: IFP Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Temecula, CA Here’s what you need to know about Temecula, CA stockbroker Ken Finnell: Name: Kenneth Wayne Finnell Current Employer: Not currently registered as a FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Nastri a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates David Nastri a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Cheshire, CT) David Nastri Investigation Summary Here’s what you need to know about Cheshire, CT, stockbroker David Nastri: Name: Mr. David Jon Nastri Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Rock Hill, SC Here’s what you need to know about Rock Hill, SC, stockbroker Claude L. Moore III: Name: Mr. Claude Love Moore III CRD Number: 6727836…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Philip Condit, formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Philip Condit, formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Fargo, North Dakota Here’s what you need to know about Fargo, ND stockbroker Phil Condit: Name: Philip Gordon Condit Current Employer: Condit Wealth Management as registered investment advisor.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Art Littlefield III
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Art Littlefield III 150 150 Robert Rex, Esq.

Last Updated: January 2026, Naperville, IL Here’s what you need to know about Naperville, IL, stockbroker Arthur S. Littlefield III: Name: Mr. Arthur Sylvester Littlefield III CRD Number: 2718449 Current…

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  • ER

Rex Securities Law Investment Fraud Attorney Investigates John N. Matson formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates John N. Matson formerly with LPL Financial 150 150 ER

Last Updated: January 2026 (Manhattan Beach, CA ) John N. Matson Investigation Summary Here’s what you need to know about Manhattan Beach, CA , former stockbroker John Matson: Name: Mr.…

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