Last Updated: May 2025 – Jefferson City, TN Here’s what you need to know about Jefferson City, TN stockbroker Shannon Dwain Moore: Name: Mr. Shannon Dwain Moore Current Employer: LPL Financial LLC…

Last Updated: May 2025 – Graham, North Carolina Here’s what you need to know about Graham, NC stockbroker Larry Milton Ware: Name: Mr. Larry Milton Ware Current Employer: Avantax Advisory Services /…

Last Updated: May 2025 (Laredo, Texas ) Ismael Eradio Reyes Retana Investigation Summary Here’s what you need to know about Laredo, Texas, stockbroker Ismael Eradio Reyes Retana: Name: Mr. Ismael…

Last Updated: May 2025 (Colorado Springs, CO) Here’s what you need to know about Colorado Springs, CO, stockbroker Roger Randall Given: Name: Mr. Roger Randall Given Current Employer: LPL Financial…

Last Updated: May 2025 — Naples, FL Here’s what you need to know about Naples, FL, stockbroker Cain Benjamin Kobert: Name: Mr. Cain Benjamin Kobert Current Employers: LPL Financial LLC…

Last Updated: April 2025 (Melbourne, Florida) Matthew Lamb Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Matthew Lamb: Name: Mr. Matthew Claude Lamb Current Employer: LPL…

Last Updated: April 2025, Clovis, CA Joseph Lauzon Investigation Summary Here’s what you need to know about Clovis, CA, stockbroker Joseph Lauzon: Name: Joseph Frank Lauzon Current Employer: LPL Financial…

Last Updated: April 2025, Charlotte, NC Derek Copeland Investigation Summary Here’s what you need to know about Charlotte, NC, stockbroker Derek Copeland: Name: Derek Lee Copeland Current Employer: Not currently…

Last Updated: April 2025 | Henderson, NV Steven Susoeff Investigation Summary Here’s what you need to know about Henderson, NV, former stockbroker Steven Susoeff: Name: Mr. Steven James Susoeff Current Status: Not…

Last Updated: March 2025 – Rancho Mirage, CA Judith Dolle Investigation Summary Here’s what you need to know about Rancho Mirage, CA, former stockbroker Judith Dolle: Name: Ms. Judith Ann Dolle…