Oil & Gas Master Limited Partnership (MLP)

  • Robert Rex, Esq.

Jack W. Griffith Jr-Janney Montgomery Broker-Subject of $4.2M Customer Suit Over Energy Investments-Columbia, S. Carolina
Jack W. Griffith Jr-Janney Montgomery Broker-Subject of $4.2M Customer Suit Over Energy Investments-Columbia, S. Carolina 150 150 Robert Rex, Esq.

June 2018- Columbia, South Carolina The FINRA records of Jack Wendell Griffith, Jr.  , a stock broker who is employed by Janney Montgomery Scott , disclose  3 pending customer disputes, 2 prior customer disputes,  and…

read more
  • Robert Rex, Esq.

Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX
Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX 150 150 Robert Rex, Esq.

May 2018-Houston, Texas According to FINRA records,  Meredith Ann McCutchen ,   a stock broker who was previously  employed by Concorde Investment Services and Berthel Fisher and who is currently employed by Moody Securities , discloses a recent…

read more
  • Robert Rex, Esq.

Tom Brolle Investigation-Former Morgan Stanley Broker-Newton, PA
Tom Brolle Investigation-Former Morgan Stanley Broker-Newton, PA 150 150 Robert Rex, Esq.

May 2018-Newton, PA According to FINRA records, Bruce Thomas Brolle ,  a stockbroker who is not currently registered with any broker dealer, discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…

read more
  • Robert Rex, Esq.

Losses on EV Energy Partners ? You May be Entitled to Damages.
Losses on EV Energy Partners ? You May be Entitled to Damages. 150 150 Robert Rex, Esq.

April 2, 2018 Houston based EV Energy Partners, L P (EVEP) , an oil and gas master limited partnership (MLP) has filed for Chapter 11 bankruptcy protection. According to a…

read more
  • Robert Rex, Esq.

Lewis (Buddy) Rogers-Raymond James Broker-Former Client Awarded Over $250K For Unsuitable MLP Investments-Dallas, TX
Lewis (Buddy) Rogers-Raymond James Broker-Former Client Awarded Over $250K For Unsuitable MLP Investments-Dallas, TX 150 150 Robert Rex, Esq.

March 2018-Dallas, Texas Lewis H. Rogers, a broker who has worked for Raymond James & Associates since 2/2013, discloses on his FINRA records that an all public FINRA arbitration panel…

read more
  • Robert Rex, Esq.

Mark Reinking-Former Leader’s Group Broker-Subject of $1M Customer Suit-Austin, TX
Mark Reinking-Former Leader’s Group Broker-Subject of $1M Customer Suit-Austin, TX 150 150 Robert Rex, Esq.

February 2018-Austin, Texas The FINRA records of  Mark B. Reinking ,  a  stockbroker who is not currently registered with any broker dealer and who was last employed by The Leaders Group Inc. disclose a pending…

read more
  • Robert Rex, Esq.

Gil Parks-Former Ameriprise Broker-Facing Numerous Customer Suits-Stephenville, TX
Gil Parks-Former Ameriprise Broker-Facing Numerous Customer Suits-Stephenville, TX 150 150 Robert Rex, Esq.

JULY 2018 UPDATE-Stephenville, TX  According to publicly available records Tom “Gil” Parks, Jr. , (CRD#1558909) ,  a  stockbroker who is not currently registered and who last was employed by Ameriprise Financial Services  discloses 6…

read more
  • Robert Rex, Esq.

David Krumrey-Former Oppenheimer Stockbroker-Subject of Customer Complaints-The Woodlands, TX
David Krumrey-Former Oppenheimer Stockbroker-Subject of Customer Complaints-The Woodlands, TX 150 150 Robert Rex, Esq.

January 2018-The Woodlands, Texas We are investigating former Oppenheimer & Co.  stockbroker David W. Krumrey who was recently discharged by Oppenheimer for attempting to settle a customer complaint without informing the firm.…

read more
  • Robert Rex, Esq.

Timothy T. Gibbons-Former Morgan Stanley Broker-Ordered to Pay Former Customers $749K-New Orleans,LA
Timothy T. Gibbons-Former Morgan Stanley Broker-Ordered to Pay Former Customers $749K-New Orleans,LA 150 150 Robert Rex, Esq.

November 2017-New Orleans, LA According to FINRA records,   without admitting or denying the findings, Timothy T. Gibbons , a former Morgan Stanley broker,  entered into an agreement with FINRA to resolve allegations that…

read more
Enter your
text here
Verified by MonsterInsights