January 2018-The Woodlands, Texas
We are investigating former Oppenheimer & Co. stockbroker David W. Krumrey who was recently discharged by Oppenheimer for attempting to settle a customer complaint without informing the firm. According to FINRA records, Krumrey was employed by Oppenheimer from 2009 until his discharge in 8/2017.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
A customer of Oppenheimer has filed an arbitration seeking damages of $200,000 alleging negligence, breach of fiduciary duty, negligent supervision and breach of contract related to energy investments.
Another customer of Oppenheimer seeks damages of $91,000 alleging that Krumrey made unauthorized trades in his account.
If you have losses in an account handled by David W. Krumrey, contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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