• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Former Broker Scott Jay Matalon
Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Former Broker Scott Jay Matalon 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Boca Raton, FL Here’s what you need to know about Boca Raton, FL, stockbroker Scott Matalon: Name: Scott Jay Matalon CRD Number: 4637378 Function: Stockbroker / Financial Advisor…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Broker Stanley L. Crisci
Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Broker Stanley L. Crisci 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Indianapolis, IN Here’s what you need to know about Indianapolis, IN, stockbroker Stanley Crisci: Name: Mr. Stanley Lee Crisci Current Employer: RBC Capital Markets, LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TCFG Wealth Management & RBC Capital Markets Broker Peter Glowacki
Rex Securities Law Investment Fraud Attorney Investigates TCFG Wealth Management & RBC Capital Markets Broker Peter Glowacki 150 150 Robert Rex, Esq.

Last Updated: January 2025, Brookfield, WI Peter Glowacki Investigation Summary Here’s what you need to know about Brookfield, WI, stockbroker Peter Glowacki: Name: Peter Joseph Glowacki Last Registered Employer: TCFG Wealth Management Former…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Matthew Haverty a broker with RBC Capital Markets
Rex Securities Law Investment Fraud Attorney Investigates Matthew Haverty a broker with RBC Capital Markets 150 150 Robert Rex, Esq.

Last Updated: June 2024 (Leawood, Kansas) Matt Haverty Investigation Summary Here’s what you need to know about Leawood, Kansas, stockbroker Matt Haverty: Name: Mr. Matthew C. Haverty Current Employer: RBC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nicole Bailey a Broker with RBC Capital Markets
Rex Securities Law Investment Fraud Attorney Investigates Nicole Bailey a Broker with RBC Capital Markets 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Denver, Colorado) Nicole Bailey Investigation Summary Here’s what you need to know about Denver, CO, stockbroker Nicole Bailey: Name:  Nicole Paige Bailey Current Employer:  RBC Capital…

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Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY
Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY 150 150 ER

Brian Wurdermann Investigation Updated December  2023 New York, NY According to publicly available records Brian Wurdermann a former broker who last worked for RBC Capital Markets,  discloses a regulatory matter resulting…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Vishnupriya Samudrala formerly with RBC Capital Markets
Rex Securities Law Investment Fraud Attorney Investigates Vishnupriya Samudrala formerly with RBC Capital Markets 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Austin, Texas) VIshnupriya Samudrala Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Vishnupriya Samudrala: Name: Mr. VIshnupriya Samudrala Current Employer: Previously registered…

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  • Robert Rex, Esq.

Thomas Eades-RBC Capital Broker-Has Pending Customer Dispute-Dallas, TX
Thomas Eades-RBC Capital Broker-Has Pending Customer Dispute-Dallas, TX 150 150 Robert Rex, Esq.

JANUARY 2019-Dallas, Texas The FINRA records of  Thomas H. Eades ,  a  stockbroker who works for RBC Capital Markets disclose a pending customer disputes seeking damages for the mismanagement of their accounts. The…

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  • Robert Rex, Esq.

RBC Capital Ordered to Pay $723K For Sale of MLPs to Senior Citizen-Tampa, FL
RBC Capital Ordered to Pay $723K For Sale of MLPs to Senior Citizen-Tampa, FL 150 150 Robert Rex, Esq.

November 2017-Tampa, FL A FINRA arbitration panel comprised by an all public panel of three arbitrators, ordered RBC Capital Markets and broker Bruce Cameron of Norwell, Massachusetts,  to pay a former…

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  • Robert Rex, Esq.

Paul V Blum-Former RBC Capital Broker- Sued by Clients for Unsuitable Trading-W. Palm Beach, FL
Paul V Blum-Former RBC Capital Broker- Sued by Clients for Unsuitable Trading-W. Palm Beach, FL 150 150 Robert Rex, Esq.

October 2017-West Palm Beach, FL The FINRA records of  Paul Vincent Blum ,  a  stockbroker who was previously employed by RBC Capital Markets disclose a prior regulatory event, 9 pending customer disputes and 14…

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