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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former RBC & Wells Fargo Broker William “Randy” Moening
Rex Securities Law Investment Fraud Attorney Investigates Former RBC & Wells Fargo Broker William “Randy” Moening 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Austin, Texas) William Moening Investigation Summary Here’s what you need to know about Austin, TX, stockbroker William Moening: Name: Mr. William Randall Moening Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Allen Wilson
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Allen Wilson 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Florham Park, NJ Here’s what you need to know about Florham Park, NJ, stockbroker Allen H. Wilson: Name: Mr. Allen H. Wilson CRD Number: 2420229 Current Employer: Wells…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert L. Rose
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert L. Rose 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Tampa, FL Robert Rose Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Robert L. Rose: Name: Mr. Robert Lee Rose II Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Former Broker William Lovelady
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Former Broker William Lovelady 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Southlake, TX Here’s what you need to know about Southlake, TX, stockbroker William Lovelady: Name: Mr. William Drake Lovelady Current Employer: J.P. Morgan Securities LLC Prior Employers: Wells…

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  • Robert Rex, Esq.

Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey
Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey 150 150 Robert Rex, Esq.

Mario E. Rivero Investigation February 2025-Red Bank, New Jersey We are investigating former Wells Fargo & LPL Financial advisor Mario E. Rivero, Jr. According to FINRA records Mario Rivero discloses a recent…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Forrest Wester formerly with Wells Fargo Clearing Services
Rex Securities Law Investment Fraud Attorney Investigates Forrest Wester formerly with Wells Fargo Clearing Services 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Midland, TX) Forrest Wester Investigation Summary Here’s what you need to know about Midland, TX, stockbroker Forrest Wester: Name: Mr. Forrest Addington Wester Current Employer: FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Moran formerly with Wells Fargo Advisors
Rex Securities Law Investment Fraud Attorney Investigates Thomas Moran formerly with Wells Fargo Advisors 150 150 Robert Rex, Esq.

Last Updated: June 2024 (Naples, FL) Thomas Moran Investigation Summary Here’s what you need to know about Naples, Florida, stockbroker Thomas Moran: Name: Mr. Thomas Michael Moran Current Employer: Moran…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James Paige a broker with Wells Fargo
Rex Securities Law Investment Fraud Attorney Investigates James Paige a broker with Wells Fargo 150 150 Robert Rex, Esq.

Last Updated: June 2024 (Vero Beach, Florida) James Paige Investigation Summary Here’s what you need to know about Vero Beach, FL, stockbroker James Page: Name: Mr. James Roy Page Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Nomberg a broker with Wells Fargo Clearing Services
Rex Securities Law Investment Fraud Attorney Investigates Craig Nomberg a broker with Wells Fargo Clearing Services 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Boca Raton, FL) Craig Nomberg Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Craig Nomberg: Name: Mr. Craig Steven Nomberg Current…

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  • ER

Stacy Goldsmith-Herbert J. Sims & Co. Broker-Subject of Customer Complaints Over Private Placements-Iselin, NJ
Stacy Goldsmith-Herbert J. Sims & Co. Broker-Subject of Customer Complaints Over Private Placements-Iselin, NJ 150 150 ER

Stacy Mari Goldsmith Investigation February 2024– Iselin, NJ According to publicly available records Stacy Mari Goldsmith, a Herbert J. Sims & Co., Inc. broker discloses 3 pending customer disputes and…

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