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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bob Hoefel formerly with Wells Fargo Clearing Services
Rex Securities Law Investment Fraud Attorney Investigates Bob Hoefel formerly with Wells Fargo Clearing Services 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Olympia, WA ) Bob Hoefel Investigation Summary Here’s what you need to know about Olympia, WA, stockbroker Robert Hoefel: Name: Mr. Robert James Hoefel Current Employer:…

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  • Robert Rex, Esq.

Jason Jaynes-Former Merrill Lynch Advisor-Settles Customer Disputes for $4.85 Million-Plano, Texas
Jason Jaynes-Former Merrill Lynch Advisor-Settles Customer Disputes for $4.85 Million-Plano, Texas 150 150 Robert Rex, Esq.

Jason R. Jaynes Investigation January 2024-Plano, TX According to publicly available records Jason R. Jaynes  ,  a  stockbroker who was previously registered with Merrill Lynch, discloses settlement of a customer dispute which…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Broker James Blaszyk
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Broker James Blaszyk 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boynton Beach, FL) James Blaszyk Investigation Summary Here’s what you need to know about Boynton Beach, FL, stockbroker James Blaszyk: Name: Mr. James Cabourne Blaszyk Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Pedro Escobar formerly with Wells Fargo Clearing Services
Rex Securities Law Investment Fraud Attorney Investigates Pedro Escobar formerly with Wells Fargo Clearing Services 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Miami, FL) Pedro Escobar Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Pedro Escobar: Name: Mr. Pedro Jose Escobar Current Employer: Ameriprise…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Broker Yancey Carter
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Broker Yancey Carter 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Valdosta, Georgia) Yancey Carter Investigation Summary Here’s what you need to know about Valdosta, Georgia, stockbroker Yancey Carter: Name: Mr. Yancey F. Carter Current Employer: Wells…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jose Vidal formerly with Wells Fargo Advisors
Rex Securities Law Investment Fraud Attorney Investigates Jose Vidal formerly with Wells Fargo Advisors 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Miami, FL) Jose Vidal Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Jose A. Vidal: Name: Mr. Jose Antonio Vidal Current Employer:…

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  • ER

David Lee Todd-Wells Fargo Clearing Services Broker-Discloses Customer Disputes-Peoria, AZ
David Lee Todd-Wells Fargo Clearing Services Broker-Discloses Customer Disputes-Peoria, AZ 150 150 ER

David Lee Todd Investigation June 2023-Peoria, AZ According to publicly available records David Lee Todd a Wells Fargo Clearing Services broker, discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…

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  • ER

Robert Rich-Former Wells Fargo Advisor-Discloses a Regulatory Event and Termination- New York, NY
Robert Rich-Former Wells Fargo Advisor-Discloses a Regulatory Event and Termination- New York, NY 150 150 ER

Robert Rich Investigation June 2023– Farmington, UT According to publicly available records, Robert Grant Rich, a broker previously with Wells Fargo Advisors Financial Network,  discloses a final regulatory matter resulting him…

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  • ER

Christopher Passero-Money Concepts Capital Broker-Discloses Prior Customer Disputes & Regulatory Issues-Hurricane, WV
Christopher Passero-Money Concepts Capital Broker-Discloses Prior Customer Disputes & Regulatory Issues-Hurricane, WV 150 150 ER

Christopher Passero Investigation March 2023-Hurricane, WV According to publicly available records Christopher John Passero,  a Money Concepts Capital Corp. broker discloses a regulatory event, prior customer dispute and a pending…

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