Last Updated: September 2023 (Castle Rock, CO)
Christopher Silvaggi Investigation Summary
Here’s what you need to know about Castle Rock, CO, stockbroker Christopher Silvaggi:
- Name: Mr. Christopher Robert Silvaggi
- Current Employer: Not currently registered with FINRA dba Farther Finance Advisors
- Previous Firms: MCG Securities, Innovation Partners, DST Market Services, WMSI Securities, GWFS Equities
- Function: Stock Broker/ Financial Advisor
- Aliases: Christopher Silvaggi
- Primary Location: Castle Rock, CO
- CRD 2650302
- Can Christopher Silvaggi be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by Prior Employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Allegations of Broker Misconduct Against Christopher Silvaggi by Former Employer
In 5/2023 Silvaggi’s employer MCG Securities discharged him from employment and alleged “The representative sent an email offering to split a commission in a private placement transaction.”
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Christopher Silvaggi, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
