Last Updated: April 2026 — The Woodlands, Texas
Here’s What You Need to Know About Stockbroker Dan Goodwin
- Name: Daniel Coral Goodwin
- Current Employer: Great Point Capital LLC; Accurate Wealth Management; Provident Wealth Advisors
- Prior Firms: AAG Capital, Inc.; Gradient Advisors, LLC; Gradient Investments, LLC
- Other Business Affiliations: Provident Wealth Advisors (Managing Member/President); Provident Management LLC; Goodwin Financial Reality; Goodwin Financial Group (insurance); independent insurance agent
- CRD Number: 5752768
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Two Current Customer Disputes Seek Total Damages in excess of $475,000
If you’ve sustained damages from Mr. Goodwin, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Daniel C. Goodwin As Your Stockbroker?
Daniel C. Goodwin is the subject of two pending FINRA arbitrations involving allegations of unsuitable investment recommendations.
In March 2026, FINRA arbitration (Case No. 26-00174) was filed alleging that Goodwin, while associated with AAG Capital, Inc., recommended direct participation program (DPP) and real estate securities that were unsuitable given the client’s financial situation, investment objectives, and risk tolerance. The claim seeks $277,785 in damages.
In April 2026, FINRA arbitration (Case No. 26-00731) was filed involving similar allegations of unsuitable investment recommendations in DPP and real estate securities, with claimed damages of $186,756.
Allegations of Broker Misconduct Against Dan Goodwin
- Recommendation unsuitable in view of customers financial situation, investment objectives and risk tolerance
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Great Point Capital Brokers
If you have suffered investment losses in an account handled by Daniel Coral Goodwin, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.