Last Updated: July 2025 (San Antonio, Texas)
Donald Laurence Investigation Summary
Here’s what you need to know about San Antonio, TX, Registered Investment Advisor Donald Laurence, Jr.:
- Name: Mr. Donald R. Laurence, Jr.
- Current Employer: Stone Oak Wealth Management (RIA), Not currently registered with FINRA,
- Previous Firms: Raymond James & Associates, Wells Fargo Clearing Services, Southwest Securities
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: Donald Ray Laurence, Jr., Donnie Ray Laurence, Jr.
- Primary Location: San Antonio, Texas
- CRD 3100139
- Can Donnie Laurence be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by a prior employer: Yes
- Rex Securities Law has filed an arbitration with the American Arbitration Association (AAA) on behalf of a former customer of Stone Oak Wealth Management seeking damages of $3 million. See below for details.
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Rex Securities Law files arbitration with American Arbitration Association (AAA) vs. Stone Oak Wealth Management and Donnie Laurence
In a recently filed arbitration former customers of Stone Oak Wealth Management alleges that Donnie Laurence failed to follow their instructions that their assets be invested in conservative investments that would preserve principal for retirement. The customers allege that the respondents violated their fiduciary duty and are seeking damages of $3,000,000 plus pre and post judgment interest, punitive, special or exemplary damages, costs of suit and attorney fees.
Rex Securities Law is interested i speaking to current and former customers of Donnie Laurence / Stone Oak Wealth Management who may have information helpful to our investigation.
Did You Lose Money With Donald Laurence As Your Stockbroker?
In 1/2023 a customer of Stone Oak wealth Management complained that they had suffered an unspecified amount of damages due to an improper asset allocation which caused losses. The company reviewed the complaint and denied the claim. Apparently, the customer did not pursue the matter further and the file was closed by the firm.
Donnie Laurence was discharged by Raymond James in 8/2019 and the following allegations were entered on Laurence’s FINRA record: “Registered representative permitted another associate to complete the firm element continuing education courses for representative.”
Allegations of Broker Misconduct Against Donald Laurence
Customers of Donnie Laurence have alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresented the amount of premiums needed to keep life insurance in force.
- Account suffered losses due to improper asset allocation.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Donnie Laurence, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.