Last Updated: April 2025, Fort Worth, TX
Donna Bromfield‑Day Investigation Summary
Here’s what you need to know about Fort Worth, TX, stockbroker Donna Bromfield‑Day:
- Name: Ms. Donna Patrice Bromfield‑Day
- Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC
- DBA: None reported
- Prior Employers: Morgan Stanley; Morgan Keegan & Company
- Function: Stockbroker / Financial Advisor
- Aliases: Donna P. Bromfield‑Day, Donna Bromfield‑Day
- Primary Location: Fort Worth, TX
- CRD # 5480459
- Can Donna Bromfield‑Day be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $965,252
If you’ve sustained damages from Mr. Bromfield‑Day, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Donna Bromfield‑Day As Your Stockbroker?
On February 26, 2025, a customer of Wells Fargo Clearing Services filed FINRA arbitration Case No. 25‑00174 alleging that Ms. Bromfield‑Day and her team, including Mark Christopher Connolly and Amanda Nicole Wiggins, made unsuitable investment recommendations and engaged in unauthorized trading between 2021 and 2022, causing losses of $965,252 . The claim is currently pending.
Other Cases Involving Unauthorized Trading
Discretionary vs. Non-Discretionary Accounts
Allegations of Broker Misconduct Against Donna Bromfield‑Day
Customers of Donna Bromfield‑Day have alleged the following wrongdoing:
- Unsuitable investment recommendations—potentially violating FINRA Rule 2111 (Suitability).
- Unauthorized trading without written discretionary authority—conduct proscribed by FINRA Rule 3260(b) and the broad duty of commercial honor under FINRA Rule 2010.
FINRA Rule 2111- suitability -Regulation Best Interest
The Financial Industry Regulatory Authority (FINRA) licenses and regulates stockbrokers and brokerage firms. Brokers and firms must report customer complaints, regulatory actions, and certain financial events, all of which become accessible to investors through FINRA BrokerCheck.
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Wells Fargo brokers
If you have suffered investment losses in an account handled by Donna Patrice Bromfield‑Day, Mark Christopher Connolly or Amanda Nicole Wiggins contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker‑dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful