Last Updated: April 2025 – Fort Worth, TX
Here’s what you need to know about Fort Worth, TX, stockbroker Amanda Wiggins:
- Name: Ms. Amanda Nicole Wiggins
- Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC
- Prior Employer: Fidelity Brokerage Services LLC
- Function: Stockbroker / Financial Advisor
- Aliases: Amanda Nicole Sosa
- Primary Location: Fort Worth, TX
- CRD #: 5526300
- Can Amanda Wiggins be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $965,252
If you’ve sustained damages from Mr. Wiggins, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Amanda Wiggins As Your Stockbroker?
On February 26, 2025, a customer of Wells Fargo Clearing Services filed FINRA Arbitration Case No. 25‑00174 alleging that Amanda Wiggins and her team, including Donna Patrice Bromfield‑Day and Mark Christopher Connolly made unsuitable investment recommendations and executed unauthorized trades between 2021 and 2022, causing losses of approximately $965,252. The matter is currently pending.
Other Cases Involving Unauthorized Trading
Discretionary vs. Non-Discretionary Accounts
Allegations of Broker Misconduct Against Amanda Wiggins
Customers have accused Amanda Wiggins of the following wrongdoing:
- Unsuitable investment recommendations in violation of FINRA Rule 2111 (Suitability).
- Unauthorized trading without written discretionary authority, contrary to FINRA Rule 3260(b) and the duty of commercial honor under FINRA Rule 2010.
FINRA Rule 2111- suitability -Regulation Best Interest
FINRA—the Financial Industry Regulatory Authority—licenses and regulates stockbrokers and brokerage firms. Brokers must disclose customer complaints, regulatory actions, and certain financial events through FINRA BrokerCheck, giving investors insight into a broker’s background.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Amanda Nicole Wiggins, Donna Patrice Bromfield‑Day or Mark Christopher Connolly contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker‑dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.