Last Updated: April 2025 – Fort Worth, TX
Here’s what you need to know about Fort Worth, TX, stockbroker Mark Connolly:
- Name: Mr. Mark Christopher Connolly
- Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC
- DBA: None reported
- Prior Employer: A.G. Edwards & Sons, Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Mark C. Connolly, Mark Connolly
- Primary Location: Fort Worth, TX
- CRD #: 4443644
- Can Mark Connolly be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $965,252
If you’ve sustained damages from Mr. Connolly, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mark Connolly As Your Stockbroker?
On February 26, 2025, a customer of Wells Fargo Clearing Services filed FINRA Arbitration Case No. 25‑00174 alleging that Mark Connolly and his team, including Donna Patrice Bromfield‑Day and Amanda Nicole Wiggins, made unsuitable investment recommendations and executed unauthorized trades between 2021 and 2022, resulting in losses of approximately $965,252. The dispute is currently pending.
Other Cases Involving Unauthorized Trading
Discretionary vs. Non-Discretionary Accounts
Allegations of Broker Misconduct Against Mark Connolly
Customers of Mark Connolly have alleged the following wrongdoing:
- Unsuitable investment recommendations, a potential violation of FINRA Rule 2111 (Suitability).
- Unauthorized trading without written discretionary authority, conduct prohibited by FINRA Rule 3260(b) and inconsistent with the duty of commercial honor under FINRA Rule 2010.
FINRA Rule 2111- suitability -Regulation Best Interest
FINRA—the Financial Industry Regulatory Authority—requires brokers and firms to report customer complaints, regulatory actions, and certain financial events through its BrokerCheck system, giving investors critical insight into a broker’s background.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Mark Christopher Connolly, Donna Patrice Bromfield‑Day or Amanda Nicole Wiggins contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker‑dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.