August 2016- Oak Lawn, IL
The FINRA records of Randall A. Heller , a stock broker who is currently employed by KCD Financial, Inc. disclose a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA Case 15-01069, a customer of KCD Financial alleges damages of $45,000 for an unsuitable investment in a real estate investment trust (REIT).
Heller has been employed by KCD Investments since 3/2005.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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