Last Updated: June 2024 (Irvine, CA)
Gal Gali Horev Investigation Summary
Here’s what you need to know about Irvine, CA stockbroker Gal Gali Horev:
- Name: Gal Gali Horev
- Current Employer: Dempsey Lord Smith, LLC
- DBA: GIFA, Inc.
- Function: Stockbroker / Financial Advisor
- Primary Location: Irvine, CA
- Alias: Gali Horev
- CRD Number: 5138931
- Can Gal Gali Horev be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $394,486
If you’ve sustained damages from Mr. Horev, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Gal Gali Horev As Your Stockbroker?
In 6/2024 a customer of Dempsey Lord Smith filed a currently FINRA arbitration seeking damages of $394,486. The allegations by the customer include fraud, deceit, misrepresentation, and omissions of material facts related to direct investments in DPP & LP interests (alternative investments). Treble damages, interest and attorney’s fees under Penal Code Section 396 are also sought.
[LEARN MORE]: See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Gal Gali Horev
Allegations
A customer of Gal Gali Horev has alleged the following wrongdoing in connection with the handling of customer accounts:
- Fraud
- Deceit
- Misrepresentation
- Omissions of material facts
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Our Investigations of other Dempsey Lord Smith brokers
If you have suffered investment losses in an account handled by Gal Gali Horev, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.