Last Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…
read moreLast Updated: March 2026—Cape Coral. Florida Here’s what you need to know about Cape Coral, FL, former stockbroker & insurance broker Chris Burch: Name: Christopher William Burch Current Employer: Not…
read moreLast Updated: April 2026 (Boca Raton, FL) Dimitrios “Jim” Aivaliotis Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Dimitrios Aivaliotis: Name: Mr. Dimitrios Aivaliotis Current…
read moreLast Updated: April 2026 (Oakbrook Terrace, IL) James McDermott Investigation Summary Here’s what you need to know about Oakbrook Terrace, IL, stockbroker James McDermott: Name: Mr. James Daniel McDermott Current…
read moreLast Updated: April 2026 (Reno, Nevada) Michael Matteoni Investigation Summary Here’s what you need to know about Reno, NV, stockbroker Michael Matteoni: Name: Mr. John Michael Matteoni Current Employer: Not…
read moreLast Updated: April 2026 – Orlando, Florida Here’s what you need to know about Orlando, FL, former stockbroker Michael Edwin Magruder: Name: Michael Edwin Magruder CRD Number: 4579211 Other Business…
read moreLast Updated: April 2026 (Boca Raton, FL) Christopher Norton Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Christopher Norton: Name: Mr. Christopher Todd Norton LInkedIn…
read moreLast Updated: March 2026 — Lakewood, CO Here’s what you need to know about Lakewood, CO stockbroker Robert H. Jones: Name: Robert Hunter Jones Alias: Hunter Jones, Robert Jones Current Employer: Great…
read moreLast Updated: March 2026 — Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Jennifer Diane Lander: Name: Jennifer Diane Lander Alias: Jennifer Diane Miller Current Employer: Realta Equities,…
read moreKirk Badii- The Badii Group – Investigation March 2026 update Southlake, TX The FINRA records of Kirk Badii, a stockbroker with Independent Financial Group , disclose settlement of two customer disputes and…
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