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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Tim Sherer, Broker with Emerson Equity LLC

Rex Securities Law Investment Fraud Attorney Investigates Tim Sherer, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last updated: March 2026 — Reno, NV Here’s what you need to know about Reno, NV stockbroker Tim Sherer: Name: Timothy John Sherer Current Employer: Emerson Equity LLC — Main office: 155…

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David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH

David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH 150 150 Robert Rex, Esq.

March 2026- Centerville, OH According to FINRA records, David Joseph Schmerber,  a  stockbroker who was  formerly employed by Cetera Advisors and LPL Financial Services, disclose settlement of a customer dispute. The…

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Greg Koalska-Former Cambridge Investment Research Broker-Subject of 2 Regulatory Events & Termination of Employment-Oakdale, MN

Greg Koalska-Former Cambridge Investment Research Broker-Subject of 2 Regulatory Events & Termination of Employment-Oakdale, MN 150 150 ER

Greg Koalska Investigation March 2026- Oakdale, MN The FINRA records of  Greg Koalska,  a currently unregistered stock broker formerly employed by Cambridge Investment Research and KCD Financial ,  disclose 2 regulatory…

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Rex Securities Law Investment Fraud Attorney Investigates Steven Gessner of Wealth Planning Group

Rex Securities Law Investment Fraud Attorney Investigates Steven Gessner of Wealth Planning Group 150 150 Robert Rex, Esq.

Last Updated: March 2026 | Baltimore, MD Here’s what you need to know about Baltimore, MD, stockbroker Steven Gessner: Name: Mr. Steven Joseph Gessner Current Employer: Wealth Planning Group as…

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Rex Securities Law Investment Fraud Attorney Investigates Jason Salmon formerly with WealthForge Securities

Rex Securities Law Investment Fraud Attorney Investigates Jason Salmon formerly with WealthForge Securities 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Torrance, CA) Jason Salmon Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Jason Salmon: Name: Mr. Jason Andrew Salmon Current Employer: FNEX…

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Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Ernesto A. Chavez Jr.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Ernesto A. Chavez Jr. 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Nogales, Arizona Here’s what you need to know about Nogales, AZ, stockbroker Ernesto A. Chavez Jr.: Name: Ernesto A. Chavez Jr. CRD Number: 4315877 Current Employer: Emerson Equity…

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Rex Securities Law Investigates Thomas Jenkins Parker-Thoroughbred Financial Services Broker- – Brentwood, TN

Rex Securities Law Investigates Thomas Jenkins Parker-Thoroughbred Financial Services Broker- – Brentwood, TN 150 150 Robert Rex, Esq.

March 2026 – Brentwood, TN According to publicly available records Thomas Jenkins Parker (CRD#356789) ,  a  stockbroker who is currently registered with Thoroughbred Financial Services,  disclose 2 prior regulatory events, 9…

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Rex Securities Law Investment Fraud Attorney Investigates Todd Nuss, a Broker with Morgan Stanley

Rex Securities Law Investment Fraud Attorney Investigates Todd Nuss, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Beavercreek, OH Here’s what you need to know about Beavercreek, OH stockbroker Todd N. Nuss: Name: Todd N. Nuss Current Employer: Morgan Stanley — 4380 Buckeye Lane,…

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Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker

Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Fort Lauderdale, FL Here’s what you need to know about Fort Lauderdale, FL stockbroker Mario L. Martinez: Name: Mario L. Martinez CRD Number: 6144561 Current…

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Rex Securities Law Investment Fraud Attorney Investigates Shane Appelbaum, Herbert J. Sims Broker

Rex Securities Law Investment Fraud Attorney Investigates Shane Appelbaum, Herbert J. Sims Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Shane Alexander Appelbaum: Name: Shane Alexander Appelbaum CRD Number: 4772668 Current…

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