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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Jon Thompson
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Jon Thompson 150 150 Robert Rex, Esq.

Last Updated:  March 2026 (Deer Park, Texas) Jon Thompson Investigation Summary Here’s what you need to know about Deer Park, TX stockbroker Jon Reece Thompson: Name:  Mr. Jon Reece Thompson…

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Rex Securities Law Investment Fraud Attorney Investigates Jimmy Driggers, Former Morgan Stanley Broker
Rex Securities Law Investment Fraud Attorney Investigates Jimmy Driggers, Former Morgan Stanley Broker 150 150 ER

Jim Driggers Investigation Last Updated: March 2026 — Sarasota, FL Here’s what you need to know about Sarasota, FL stockbroker Jimmy Yang Driggers: Name: Jimmy “Jim” Yang Driggers CRD Number:…

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  • Robert Rex, Esq.

Ex-Pat With Losses in Your U.S. Brokerage Account? How to Recover Damages.
Ex-Pat With Losses in Your U.S. Brokerage Account? How to Recover Damages. 150 150 Robert Rex, Esq.

Ex-Pat With Losses in Your U.S. Brokerage Account? If you are an expat residing in Canada, The Bahamas, Japan, Thailand, Mexico, United Kingdom, Europe, Australia, the Caribbean, South America, Costa…

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  • Robert Rex, Esq.

Brett S. Murphy-Former Revere Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL
Brett S. Murphy-Former Revere Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL 150 150 Robert Rex, Esq.

March 2026-Boca Raton, FL According to publicly available records Brett Scott Murphy , (CRD# 2434384) ,  a  stockbroker who is was last registered with Revere Securities, LLC  disclose settlement of  a  customer…

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  • Robert Rex, Esq.

Nicholas J. Schiano Investigation- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC
Nicholas J. Schiano Investigation- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC 150 150 Robert Rex, Esq.

March 2026, New York, NY According to publicly available records Nicholas James Schiano   (CRD#4429212) ,  a  stockbroker currently registered  with Spartan Capital Securities,  disclose 5 prior customer disputes and 1 pending…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Valmark Securities Former Broker William David Olinger III
Rex Securities Law Investment Fraud Attorney Investigates Valmark Securities Former Broker William David Olinger III 150 150 Robert Rex, Esq.

Last Updated: March 2026— Gainesville, FL Here’s what you need to know about Gainesville, FL stockbroker William David Olinger III: Name: William David Olinger III CRD Number:2289684 Aliases:   Will…

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Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities
Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities 150 150 ER

Last Updated: March 2026 (Miami, Florida) Felipe Henao Vargas Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Felipe Henao Vargas: Name: Mr. Felipe Henao Vargas Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gerald O’Halloran formerly with Union Capital
Rex Securities Law Investment Fraud Attorney Investigates Gerald O’Halloran formerly with Union Capital 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Punta Gorda, FL) Gerald O’Halloran Investigation Summary Here’s what you need to know about Punta Gorda, FL, stockbroker Gerald O’Halloran: Name: Mr. Gerald James O’Halloran Current…

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  • ER

David J. Morris- Former Stifel, Nicolaus & Company Broker-Barred From Securities Industry by Regulators-Chicago, IL
David J. Morris- Former Stifel, Nicolaus & Company Broker-Barred From Securities Industry by Regulators-Chicago, IL 150 150 ER

David Jeffrey Morris Investigation March 2026-Chicago, IL According to publicly available records David Jeffrey Morris a former broker who last worked for Stifel, Nicolas & Company,  discloses a final regulatory matter…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jack Thacker, Jr. formerly with Center Street Securities
Rex Securities Law Investment Fraud Attorney Investigates Jack Thacker, Jr. formerly with Center Street Securities 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Bristol, VA) Jack Thacker Investigation Summary Here’s what you need to know about Bristol, VA, Kingsport, TN, stockbroker and registered investment advisor Jack Thacker: Name: Mr.…

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