Last Updated: March 2026 — Metairie, LA Joseph P. Barreca Jr. Investigation Summary Here’s what you need to know about Metairie, LA stockbroker Joseph P. Barreca Jr.: Name: Mr. Joseph P.…
read moreLast Updated: March 2026 (Setauket, NY) Daniel Raupp Investigation Summary Here’s what you need to know about Setauket, NY, stockbroker Daniel Raupp: Name: Mr. Daniel Philip Raupp Current Employer: Concorde…
read moreLast Updated: March 2026 (West Palm Beach, FL) Michael Vassalotti Investigation Summary Here’s what you need to know about West Palm Beach, Florida, former stockbroker Michael Vassalotti: Name: Mr. Michael…
read moreLast Updated: March 2026 (Honolulu, HI; Denver, CO) Jeffrey Buck Investigation Summary Here’s what you need to know about Honolulu, HI, stockbroker Jeffrey Buck: Name: Mr. Jeffrey David Buck Current…
read moreLast Updated: March 2026 (Utica, NY) David Griffith Investigation Summary Here’s what you need to know about Utica, NY, stockbroker David Griffith: Name: Mr. David Kristopher Griffith LInkedIn Profile Current…
read moreMorgan Darby Hill/GWG L-Bond Investigation March 2026- Woodstock, GA According to publicly available records Morgan Darby Hill,  a broker formerly employed by Center Street Securities (12/2014-12/2023), discloses several settlements with…
read moreLast Updated: March 2026 (Boca Raton, FL) Bill Braun Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Bill Braun: Name: Mr. William John Braun Current…
read moreLast Updated: March 2026 – Racine, WI Here’s what you need to know about Racine, WI stockbroker Mark Huber: Name: Mr. Mark Huber Current Employer: Concorde Investment Services, LLC / Concorde Asset…
read moreChris “Kit” Hartman Investigation March 2026 – Ft Lauderdale, FL According to publicly available records Chris “Kit” Hartman,  a stockbroker previously employed by Kovack Securities,  discloses settlement of several customer disputes.…
read moreLast Updated: March 2026 (Cranston, Rhode Island) James Joly Investigation Summary Here’s what you need to know about East Greenwich, RI, stockbroker James Joly: Name: Mr. James Ernest Joly Current…
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