Last Updated: September 2025 — Bellingham, WA Here’s what you need to know about Bellingham, WA, stockbroker Randall E. Duggan: Name: Randall E. Duggan CRD number: 5559097 Current Employers: Moloney Securities Co., Inc.…
read moreLast Updated: September 2025 – Omaha, NE Here’s what you need to know about Omaha, NE stockbroker Danny Kay Davis: Name: Mr. Danny Kay Davis Alias: Dan Davis Current Employer: Not…
read moreLast Updated: September 2025 – Hunt Valley, MD Here’s what you need to know about Hunt Valley, MD, stockbroker Stefan Dolgoff: Name: Stefan Leonard Dolgoff Current Employer: Not currently registered with a…
read moreLast Updated: September 2025 – Houston, TX Here’s what you need to know about Houston, TX, stockbroker Samuel Frankfort: Name: Samuel David Frankfort Current Registration Status: Suspended indefinitely by FINRA Most…
read moreLast Updated: Spetember 2025 (Frisco, TX) Trey Brown Investigation Summary Here’s what you need to know about Frisco, TX, former stockbroker Raymond Trey Brown: Name: Raymond Trey Brown Last Registered Employer: Northwestern…
read moreLast Updated: September 2025 — Freehold, NJ Here’s what you need to know about Freehold, NJ stockbroker William Grundig: Name: William Andrew Grundig Current Employer: Kestra Investment Services, LLC (broker); Kestra Advisory…
read moreLast Updated: September 2025 — Davenport, IA Here’s what you need to know about Davenport, IA stockbroker William Guy Hurckes: Name: William (Guy) Hurckes Current Employer: Ausdal Financial Partners, Inc. (CRD #7995).…
read moreLast Updated: September 2025 (Melbourne, FL) Art McPherson Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Art McPherson: Name: Mr. Arthur Roy McPherson, II Current Employer:…
read moreLast Updated: September 2025 — Alexandria, VA Here’s what you need to know about Alexandria, VA stockbroker Simon M. Joseph: Name: Simon Michel Joseph (a/k/a Simon M. Joseph) Current Employer: United Advisors…
read moreLast Updated: September 2025 – Red Bank, NJ Here’s what you need to know about Red Bank, NJ stockbroker Rocco G. Guidicipietro: Name: Rocco Gerard Guidicipietro Alias: Rocco Peters Current Employer: Alexander…
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