• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gateway Wealth Partners, LLC and LPL Financial Broker Robert D. Aikins
Rex Securities Law Investment Fraud Attorney Investigates Gateway Wealth Partners, LLC and LPL Financial Broker Robert D. Aikins 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Green Bay, Wisconsin Here’s what you need to know about Green Bay, WI, stockbroker and registered investment advisor Robert Duncan Aikins: Name: Mr. Robert Duncan Aikins…

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  • Robert Rex, Esq.

Louis Scherschel-Former St. Bernard Financial Services Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL
Louis Scherschel-Former St. Bernard Financial Services Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL 150 150 Robert Rex, Esq.

July 2025- Chicago, IL According to publicly available records Louis Scherschel  (CRD#5634741) ,  a  stockbroker was last registered with St. Bernard Financial Services, Inc.,  (1/2015-4/2022) discloses settlement of a customer dispute and a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Finalis Securities Broker Jason Laferla
Rex Securities Law Investment Fraud Attorney Investigates Finalis Securities Broker Jason Laferla 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Alpharetta, GA) Jason Laferla Investigation Summary Here’s what you need to know about Alpharetta, GA, stockbroker Jason Laferla: Name: Mr. Jason Scott Laferla Current Employer: Not…

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  • Robert Rex, Esq.

Ari M. Baum-Former Morgan Stanley Broker-Discloses Discharge
Ari M. Baum-Former Morgan Stanley Broker-Discloses Discharge 150 150 Robert Rex, Esq.

Updated: July 2025 New York According to FINRA records,  Ari M. Baum ,  a stockbroker  who currently works  for Prospera Financial Services , discloses  a termination from employment . The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL
Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL 150 150 Robert Rex, Esq.

July 2025- Clearwater, FL According to publicly available records Jason Dukas (CRD#4188239), a  stockbroker with  Stifel, Nicolaus & Company, discloses a regulatory event and a termination from employment. The Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Stifel Nicolaus Broker Chuck Roberts
Rex Securities Law Investment Fraud Attorney Investigates Former Stifel Nicolaus Broker Chuck Roberts 150 150 Robert Rex, Esq.

Last Updated: July 2025(New York/ Miami, FL) Chuck Roberts Investigation Summary Here’s what you need to know about New York, NY & Miami, FL, stockbroker Chuck Roberts: Name: Mr. Chuck…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Merrill Lynch Broker Rajesh Markan
Rex Securities Law Investment Fraud Attorney Investigates Former Merrill Lynch Broker Rajesh Markan 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Dallas, TX) Rajesh Markan Investigation Summary Here’s what you need to know about Dallas, TX, former stockbroker Rajesh Markan: Name: Rajesh Markan Last Registered Employer: Hilltop Securities, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Andy S. Rampersaud
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Andy S. Rampersaud 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Oviedo, Florida Here’s what you need to know about Oviedo, FL, stockbroker Andy S. Rampersaud: Name: Andy S. Rampersaud CRD Number: 4030919 Current Employer: LPL Financial LLC DBA:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Phase Line Capital and Purshe Kaplan Sterling Investments Broker Michael Christopher Rudio
Rex Securities Law Investment Fraud Attorney Investigates Phase Line Capital and Purshe Kaplan Sterling Investments Broker Michael Christopher Rudio 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA, stockbroker Michael Christopher Rudio: Name: Michael Christopher Rudio CRD Number: 6322313 Current Employers: Phase Line Capital, LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Infinity Financial Services Former Broker Tony Alan Tolene
Rex Securities Law Investment Fraud Attorney Investigates Infinity Financial Services Former Broker Tony Alan Tolene 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Harrisburg, PA Here’s what you need to know about Harrisburg, PA stockbroker Tony Alan Tolene: Name: Mr. Tony Alan Tolene CRD Number: 5730068 Current Employer: Infinity Financial Services…

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