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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Broker Chadwick K. Watson
Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Broker Chadwick K. Watson 150 150 Robert Rex, Esq.

Last Updated: February 2026, Annapolis, MD Here’s what you need to know about Annapolis, MD, stockbroker Chadwick K. Watson: Name: Mr. Chadwick Kingsley Watson CRD Number: 2183286 Current Employer: Not…

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  • ER

Darrell Roberts – Former Spire Securities Broker-Barred From Securities Industry by Regulators -Richardson, TX
Darrell Roberts – Former Spire Securities Broker-Barred From Securities Industry by Regulators -Richardson, TX 150 150 ER

Darrell Roberts Investigation February 2026- Richardson, TX According to publicly available records Darrell Patrick Roberts, a former broker who last worked for Spire Securities,  discloses a final regulatory matter resulting in…

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  • ER

Brett Rutherford- Former Capital Investment Broker- Discloses Numerous Customer Disputes over GWG Investments -Morehead City, NC
Brett Rutherford- Former Capital Investment Broker- Discloses Numerous Customer Disputes over GWG Investments -Morehead City, NC 150 150 ER

Brett Rutherford Investigation February, 2026 – Raleigh, NC The FINRA records of Brett Rutherford, formerly a Capital Investment Group, Inc. broker, discloses a pending customer dispute and numerous settled customer disputes …

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Broker Stephen Stanford
Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Broker Stephen Stanford 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Fairhope, AL) Stephen Stanford Investigation Summary Here’s what you need to know about Fairhope, AL stockbroker Stephen Stanford: Name: Mr. Stephen Russell Stanford Current Employer: Arete…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates GPWA Broker Brian Cote
Rex Securities Law Investment Fraud Attorney Investigates GPWA Broker Brian Cote 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Nashville, TN) Brian Cote Investigation Summary Here’s what you need to know about Nashville, TN, stockbroker Brian Cote: Name: Mr. Brian Joseph Cote Current Employer: GPWA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates BOK Financial Securities Broker Matt Mitchell
Rex Securities Law Investment Fraud Attorney Investigates BOK Financial Securities Broker Matt Mitchell 150 150 Robert Rex, Esq.

Last Updated: February 2026, Tulsa, OK Matt Mitchell Investigation Summary Here’s what you need to know about Tulsa, OK, stockbroker Matt Mitchell: Name: Matthew Franklin Mitchell Current Employer: BOK Financial Securities, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PHX Financial CEO Kevin Chen
Rex Securities Law Investment Fraud Attorney Investigates PHX Financial CEO Kevin Chen 150 150 Robert Rex, Esq.

Last Updated: February 2026 (New York, NY) Kevin Chen Investigation Summary Here’s what you need to know about New York, NY, stockbroker Kevin Chen: Name: Mr. Kevin Chen Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert S. Wise
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert S. Wise 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Tampa, FL Robert Wise Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Robert Wise: Name: Mr. Robert Stokes Wise Alias: Robert Wise…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Skystone Securities Broker Rosser Newton
Rex Securities Law Investment Fraud Attorney Investigates Skystone Securities Broker Rosser Newton 150 150 Robert Rex, Esq.

Last Updated: February 2026 | Dallas, TX Here’s what you need to know about Dallas, TX, stockbroker Rosser C. Newton: Name: Mr. Rosser Coke Newton Current Employer: Not currently registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Dallas, Texas) Angela M. Graham-West Investigation Summary Here’s what you need to know about Dallas, Texas / Ft. Lauderdale, FL, stockbroker Angela M. Graham-West: Name: Ms.…

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