Last Updated: February 2026 (Leesburg, VA – Nashville, TN – Metarie, LA – Boca Raton, FL) Robert Ronald O’braitis Investigation Summary Here’s What You Need to Know About Advisor Robert…
read moreLast Updated: February 2026 – Malvern, PA David Stecz Investigation Summary Here’s what you need to know about Malvern, PA, stockbroker David J. Stecz: Name: Mr. David Joseph Stecz Current Employer: Vanguard…
read moreLast Updated: February 2026, Clovis, CA Joseph Lauzon Investigation Summary Here’s what you need to know about Clovis, CA, stockbroker Joseph Lauzon: Name: Joseph Frank Lauzon Current Employer: Not currently…
read moreLast Updated: February 2026 (Phoenix, AZ) Chris Ordway Investigation Summary Here’s what you need to know about Phoenix, AZ, stockbroker Chris Ordway: Name: Mr. Christopher Edward Ordway Current Employer: Dynamic…
read moreLast Updated: February 2026 — Vancouver, Washington Here’s what you need to know about Vancouver, WA financial advisor Todd Juenger: Name: Todd Alan Juenger Current Employer: Registered Investment Advisor with Savvy –…
read moreLast Updated: February 2026 — Columbus, OH Here’s what you need to know about Columbus, OH, stockbroker Jim Hyre: Name: Mr. James Gordon Hyre Jr. CRD Number: 2429707 Current Employer: Not currently…
read moreLast Updated: February 2026 (Sarasota, FL) Jon R. Lee Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Jon Lee: Name: Mr. Jon R. Lee Current Employer:…
read moreLast Updated: February 2026 | Melville, NY Aret Gugin Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Aret Gugin: Name: Aret Gugin Current Employer: Aegis Capital Corp. CRD…
read moreFebruary 2026-Waco, Texas The FINRA records of Steven P. Sappington , a stockbroker who is currently registered with G.A. Repple disclose a prior customer disputes and 6 prior financial events. The Financial Industry…
read moreLast Updated: February 2026 (The Villages, FL ) Michael Whitaker Investigation Summary Here’s what you need to know about The Villages, FL, stockbroker Michael Whitaker: Name: Mr. Michael Joseph Whitaker…
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