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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Valmark Securities Broker Brian Watson
Rex Securities Law Investment Fraud Attorney Investigates former Valmark Securities Broker Brian Watson 150 150 Robert Rex, Esq.

Last Updated: February 2026— Gainesville, FL Here’s what you need to know about Gainesville, FL stockbroker Brian Watson: Name: Brian Earl Watson CRD Number:3181953 Current Status: Not currently registered as…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates J.K. Financial Services Broker Joe Zheng
Rex Securities Law Investment Fraud Attorney Investigates J.K. Financial Services Broker Joe Zheng 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Norco, California Here’s what you need to know about Norco, CA, stockbroker Joe Zheng: Name: Mr. Joe Jiankang Zheng Current Employer: J.K. Financial Services, Inc. Prior Employers: Midwest…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Susan H. Ciucci
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Susan H. Ciucci 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Susan H. Ciucci: Name: Susan H. Ciucci Current Employer: LPL Financial LLC Prior Employers: Grove Point…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Keen Butcher a broker with Independent Financial Group
Rex Securities Law Investment Fraud Attorney Investigates Keen Butcher a broker with Independent Financial Group 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Kemah, Texas) Williams Keen Butcher Investigation Summary Here’s what you need to know about Kemah, TX, stockbroker Keen Butcher: Name: Mr. Williams Keen Butcher Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Lightpath Capital Broker Paul Getty
Rex Securities Law Investment Fraud Attorney Investigates Former Lightpath Capital Broker Paul Getty 150 150 Robert Rex, Esq.

Last Updated: February 2026 (San Mateo, CA) Paul Getty Investigation Summary Here’s what you need to know about San Mateo, CA, financial advisor Paul Getty: Name: Mr. Paul M. Getty…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Christopher Laffey
Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Christopher Laffey 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Red Bank, NJ) Christopher Laffey Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Christopher Laffey: Name: Christopher Charles Laffey Current Employer: Alexander Capital,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Great Point Capital Broker Scott Kemps
Rex Securities Law Investment Fraud Attorney Investigates Former Great Point Capital Broker Scott Kemps 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Melbourne, Florida) Scott Kemps Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Scott Kemps: Name: Mr. Scott Arthur Kemps Current Employer: Blueskye…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Fidel Trejo-Erazo, a broker with UBS Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Fidel Trejo-Erazo, a broker with UBS Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Houston, Texas) Fidel Trejo Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Fidel Trejo-Erazo Name: Mr Fidel Francisco Trejo, Jr. Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony D’Ascoli, Broker with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates Anthony D’Ascoli, Broker with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Delray Beach, FL Here’s what you need to know about Delray Beach, FL stockbroker Anthony D’Ascoli: Name: Anthony D’Ascoli Alias: Anthony Raymond D’Ascoli, Anthony Dascoli…

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  • Robert Rex, Esq.

Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL
Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL 150 150 Robert Rex, Esq.

February 2026- Boca Raton, FL  We are investigating Ameriprise Financial Services financial advisor Norman (Norm) Robbins. According to publicly available records, Norm Robbins discloses  a prior regulatory matter and 6 prior customer…

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