Last Updated: July 2025 – Quincy, MA Here’s what you need to know about Quincy, MA, stockbroker Kevin O’Sullivan: Name: Mr. Kevin Patrick O’Sullivan Current Employer: Commonwealth Financial Network Prior Employers: Lincoln Financial…
read moreLast Updated: June 2025 – Irvine, CA Here’s what you need to know about Irvine, CA stockbroker Christopher W. Polimeni: Name: Mr. Christopher W. Polimeni Current Employer: LPL Financial Prior Employers: Western International…
read moreLast Updated: July 2025 Carlos Palacios Pazos Investigation Summary Here’s what you need to know about former Lima, Peru/ Miami, FL -based broker Carlos Alberto Palacios Pazos: Name: Mr. Carlos A. Palacios Pazos…
read moreLast Updated: July 2025 — Parma, OH Here’s what you need to know about Parma, OH, stockbroker David W. Toetz: Name: Mr. David William Toetz Current Employer: Independence Capital Co., Inc. Prior…
read moreLast Updated: July 2025 – Parma, OH Here’s what you need to know about Parma, OH stockbroker Dennis Twarogowski: Name: Mr. Dennis Clarence Twarogowski Current Employer: Independence Capital Co., Inc. Prior Employers: The…
read moreLast Updated: July 2025 Maxim Tulupnikoff Investigation Summary Here’s what you need to know about Westport, CT, financial advisor Maxim Tulupnikoff: Name: Maxim Tulupnikoff Current Employers: David Lerner Associates, Inc. & Spirit…
read moreLast Updated: June 2025 – Fairhope, AL Here’s what you need to know about Fairhope, AL, stockbroker Trey Toifel: Name: Trey Andrew Toifel CRD Number: 5830403 Current Employers: Cetera Investment…
read moreLast Updated: July 2025 – Upper Sandusky, OH Here’s what you need to know about Upper Sandusky, OH stockbroker Todd Allen Leightey: Name: Mr. Todd Allen Leightey Current Employer: Northwestern Mutual Investment…
read moreLast Updated: July 2025 – White Plains, NY Here’s what you need to know about White Plains, NY stockbroker Daniel Todd Lerner: Name: Mr. Daniel Todd Lerner Current Employer: David Lerner Associates,…
read moreLast Updated: July 2025 – Los Angeles, CA Here’s what you need to know about Los Angeles, CA stockbroker Jose Antonio Navarro: Name: Mr. Jose Antonio Navarro Current Employer: Suspended by FINRA…
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