• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TCW Funds Distributors Broker Richard Manuel Villa
Rex Securities Law Investment Fraud Attorney Investigates TCW Funds Distributors Broker Richard Manuel Villa 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA stockbroker Richard Villa: Name: Mr. Richard Manuel Villa CRD Number: 5586600 Current Employer: TCW Funds…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates The WealthGarden Financial Services Broker Jade Eagles
Rex Securities Law Investment Fraud Attorney Investigates The WealthGarden Financial Services Broker Jade Eagles 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Los Angeles, California Here’s what you need to know about Los Angeles, CA, stockbroker Jade Eagles: Name: Jade Eagles CRD Number: 5939276 Current Employer: RIA with The WealthGarden…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Securities America Former Broker Alan Hofstein.
Rex Securities Law Investment Fraud Attorney Investigates Securities America Former Broker Alan Hofstein. 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Colorado Springs, CO Here’s what you need to know about Colorado Springs, CO stockbroker Alan Hofstein: Name: Alan Leon Hofstein CRD Number: 4417550 Current Status: Not currently registered…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker James W. Maurer
Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker James W. Maurer 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Hauppauge, NY Here’s what you need to know about Hauppauge, NY stockbroker James W. Maurer: Name: James W. Maurer CRD Number: 4971613 Current Employer: Network 1 Financial Securities,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Eric Dupre formerly with Ameriprise Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Eric Dupre formerly with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: July 2025 (San Antonio, Texas) Eric Dupre Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Eric Dupre: Name: Mr. Eric Anthony Dupre DBA:…

read more
  • Robert Rex, Esq.

Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS
Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS 150 150 Robert Rex, Esq.

Jeffrey G. Meyers Investigation July 2025- Overland Park, KS According to publicly available records, Osaic Wealth  financial advisor Jeffrey G. Meyers,  discloses a pending customer dispute and 6 prior customer disputes.…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James Ptacek, Jr. formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates James Ptacek, Jr. formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Strongville, OH) James Robert Ptacek Jr. Investigation Summary Here’s What You Need to Know About Strongville, OH Stockbroker James Robert Ptacek Jr: Name: James Robert Ptacek…

read more
  • ER

Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA
Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA 150 150 ER

Cathy Wu Investigation July 2025-Arcadia, CA The FINRA records of  Ping Shuang Cathy Wu ,  a broker with Cetera Investment Services,  disclose a recent customer complaint. The Financial Industry Regulatory Authority (FINRA) is…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker
Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker 150 150 Robert Rex, Esq.

Last Updated: July  2025 (The Villages, FL ) Michael Whitaker Investigation Summary Here’s what you need to know about The Villages, FL, stockbroker Michael Whitaker: Name: Mr. Michael Joseph Whitaker…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ran Regev formerly with Sagepoint Financial
Rex Securities Law Investment Fraud Attorney Investigates Ran Regev formerly with Sagepoint Financial 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Fort Lauderdale, FL) Ran Regev Investigation Summary Here’s what you need to know about Fort Lauderdale, FL, stockbroker Ran Regev: Name: Mr. Ran Regev Current Employer:…

read more
Enter your
text here

You cannot copy content of this page