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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Leo Ciobataru (Ciobatarn)- a Broker with UBS
Rex Securities Law Investment Fraud Attorney Investigates Leo Ciobataru (Ciobatarn)- a Broker with UBS 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Miami, FL Here’s what you need to know about Miami, FL stockbroker Leon Ciobataru: Name:Leon Ciobataru. Alias: Leo Ciobatarn, Leon Ciobatarn Current Employer: UBS Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jaime Rios a Broker with Money Concepts Capital Corp.
Rex Securities Law Investment Fraud Attorney Investigates Jaime Rios a Broker with Money Concepts Capital Corp. 150 150 Robert Rex, Esq.

Last Updated:  February 2026 (Corpus Christi, TX) Jaime Rios Investigation Summary Here’s what you need to know about Corpus Christi, TX, stockbroker Jaime Rios: Name: Mr. Jaime Rios DBA: James Rios…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Seymour Cohen, Former Broker with Wilmington Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Seymour Cohen, Former Broker with Wilmington Capital Securities 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Garden City, NY Here’s what you need to know about Garden City, NY former stockbroker Seymour Cohen: Name: Seymour Cohen Current Employer: Permanently barred by FINRA Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brian Cantel, a Broker with Berthel Fisher
Rex Securities Law Investment Fraud Attorney Investigates Brian Cantel, a Broker with Berthel Fisher 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Flowery Branch, GA Here’s what you need to know about Flowery Branch, GA stockbroker Brian E. Cantel: Name: Brian Eric Cantel. Current Employer: Berthel, Fisher & Company…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Jirinec, a Broker with PHX Financial
Rex Securities Law Investment Fraud Attorney Investigates Richard Jirinec, a Broker with PHX Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Jupiter, FL Here’s what you need to know about Jupiter, Florida stockbroker Richard James Jirinec: Name:Richard James Jirinec Alias: Richard J. Jirinee Current Employer:PHX Financial, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter Chernin, a Broker with Great Point Capital
Rex Securities Law Investment Fraud Attorney Investigates Peter Chernin, a Broker with Great Point Capital 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Chicago, IL/ New York City Here’s what you need to know about New York stockbroker Peter Chernin: Name:Peter Chernin Current Employer: Great Point Capital LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Broker Dan Wagner of Wagner Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Broker Dan Wagner of Wagner Wealth Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Greenville, SC Here’s what you need to know about Greenville, SC, stockbroker Dan Edward Wagner Jr.: Name: Dan Edward Wagner Jr. CRD Number: 2867278 Current Employer: Arkadios Capital,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Pasadena, CA Here’s what you need to know about Pasadena, CA stockbroker Katy Y. Zhao: Name: Katy Yun Zhao Current Employer: Morgan Stanley (CRD #149777); branch listed…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Minneapolis , MN Here’s what you need to know about Minneapolis , MN stockbroker Trey Whipple III: Name: Lawrence Aloysius Whipple III Alias: Lawrence A. Whipple…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Spire Securities Broker Scott Aabel
Rex Securities Law Investment Fraud Attorney Investigates Former Spire Securities Broker Scott Aabel 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Osprey, FL) Scott Aabel Investigation Summary Here’s what you need to know about Osprey, FL, stockbroker Scott Erik Aabel: Name: Mr. Scott Erik Aabel Current Employer:…

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