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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christina Lee, Stockbroker with J.P. Morgan Securities LLC
Rex Securities Law Investment Fraud Attorney Investigates Christina Lee, Stockbroker with J.P. Morgan Securities LLC 150 150 Robert Rex, Esq.

Last Updated: January 2026 — San Francisco, CA Here’s what you need to know about San Francisco, CA stockbroker Christina Lee: Name: Christina Lee Current Employer: J.P. Morgan Securities LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chuck Lewis Stockbroker with Wells Fargo Advisors
Rex Securities Law Investment Fraud Attorney Investigates Chuck Lewis Stockbroker with Wells Fargo Advisors 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Waco, TX Here’s what you need to know about Waco, TX stockbroker Charles Jerry Lewis Jr.: Name: Charles Jerry Lewis Jr. Alias: Chuck Lewis Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Liliana Nunez, Stockbroker with Wells Fargo Advisors
Rex Securities Law Investment Fraud Attorney Investigates Liliana Nunez, Stockbroker with Wells Fargo Advisors 150 150 Robert Rex, Esq.

Last Updated: January 2026 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Liliana Nunez: Name: Liliana Nunez Alias: Liliana Wesenberg Current Employer:Wells Fargo…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Columbia, TN Here’s what you need to know about Columbia, TN stockbroker Jim Davis Jr.: Name: James D. Davis Jr. Alias: Jim Davis Current Employer: IFP Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Temecula, CA Here’s what you need to know about Temecula, CA stockbroker Ken Finnell: Name: Kenneth Wayne Finnell Current Employer: Not currently registered as a FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jeff Guan, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Jeff Guan, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: January 2026 — San Mateo, CA Here’s what you need to know about San Mateo, CA stockbroker Jeff Guan: Name: Zhi Ying Guan Alias: Jeff Guan, Jeffrey Guan, Zhi…

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  • ER

Robert “Bob” Thomas-Former Avantax Investment Services Broker-Discloses Customer Disputes Over Annuities and Mutual Funds- Bangor, ME
Robert “Bob” Thomas-Former Avantax Investment Services Broker-Discloses Customer Disputes Over Annuities and Mutual Funds- Bangor, ME 150 150 ER

Robert “Bob” Thomas Investigation January 2026-Bangor, ME According to publicly available records Robert A. Thomas a currently unregistered  broker who formerly worked for Avantax Investment Services,   discloses the settlement of …

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown 150 150 Robert Rex, Esq.

Last Updated: January 2026 (San Mateo, CA ) Timothy E. Brown Investigation Summary Here’s what you need to know about San Mateo, CA, stockbroker Timothy Eugene Brown: Name: Mr. Timothy…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Randall McGill a broker with Ausdal Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Randall McGill a broker with Ausdal Financial Partners 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Homer Glen, IL) Randall McGill Investigation Summary Here’s what you need to know about Homer Glen, IL, stockbroker Randall McGill: Name: Mr. Randall Earl McGill Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ivan V. Ffriend a Broker with Cetera Advisor Networks
Rex Securities Law Investment Fraud Attorney Investigates Ivan V. Ffriend a Broker with Cetera Advisor Networks 150 150 Robert Rex, Esq.

Last Updated: January 2026 | New Rochelle, NY Ivanhoe V. Ffriend Investigation Summary Here’s what you need to know about New Rochelle, NY, stockbroker Ivanhoe V. Ffriend: Name: Mr. Ivanhoe Vincent…

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