Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX

Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX 150 150 Robert Rex, Esq.

Brian Prasifka Investigation July 2025- Fort Worth, TX The FINRA records of  J. Paul Brian Prasifka,  a  stockbroker currently  employed by Gradient Securities disclose a recent sanction by Texas securities Regulators.…

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Rex Securities Law Investment Fraud Attorney Investigates Francis Dougherty formerly with BCG Securities

Rex Securities Law Investment Fraud Attorney Investigates Francis Dougherty formerly with BCG Securities 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…

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Rex Securities Law Investment Fraud Attorney Investigates J.P. Morgan Former Broker Celeste Ling Leung

Rex Securities Law Investment Fraud Attorney Investigates J.P. Morgan Former Broker Celeste Ling Leung 150 150 Robert Rex, Esq.

Last Updated: June 2025 — Burlingame, CA Here’s what you need to know about Burlingame, CA, stockbroker Celeste Oi Ling Leung: Name: Celeste Oi Ling Leung Aliases:  Celeste Ling Ho, Celeste…

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Rex Securities Law Investment Fraud Attorney Investigates Larry Labine

Rex Securities Law Investment Fraud Attorney Investigates Larry Labine 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Lawrence Michael Labine: Name: Lawrence Michael Labine Alias: Larry Labine CRD Number: 1279935 Current Status: Barred…

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Rex Securities Law Investment Fraud Attorney Investigates Securian Financial Services Former Broker David A. Shaw

Rex Securities Law Investment Fraud Attorney Investigates Securian Financial Services Former Broker David A. Shaw 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Manasquan, New Jersey Here’s what you need to know about Manasquan, NJ stockbroker David A. Shaw: Name: David A. Shaw CRD Number: 5337265 Current Employer: Cetera Investment Advisers LLC…

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Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Kristine D. Marcum

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Kristine D. Marcum 150 150 Robert Rex, Esq.

Last Updated: July 2025 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Kristine D. Marcum: Name: Ms. Kristine D. Marcum CRD Number: 4274440 Current Employer: Merrill…

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Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Former Broker Fariba Madison

Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Former Broker Fariba Madison 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Los Alamitos, CA Here’s what you need to know about Los Alamitos, CA stockbroker Fariba Z. Madison: Name: Fariba Zehtabian Madison CRD Number: 1178259 Current Employer: Vanderbilt…

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Rex Securities Law Investment Fraud Attorney Investigates Hornor, Townsend & Kent Former Broker Shubert Cineus

Rex Securities Law Investment Fraud Attorney Investigates Hornor, Townsend & Kent Former Broker Shubert Cineus 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Shubert Cineus: Name: Mr. Shubert Cineus CRD Number: 6736413 Current Status: Registered Investment Advisor…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker David William McQuade

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker David William McQuade 150 150 Robert Rex, Esq.

Last Updated: July 2025 — San Diego, CA Here’s what you need to know about San Diego, CA stockbroker David William McQuade: Name: Mr. David William McQuade CRD Number: 3118389 Current Employer: LPL…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Justin May

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Justin May 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Sandersville, GA Here’s what you need to know about Sandersville, GA, stockbroker Justin Bradford May: Name: Justin Bradford May CRD Number: 5162373 Current Employer: LPL Financial LLC DBA:…

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