Brian Prasifka Investigation July 2025- Fort Worth, TX The FINRA records of J. Paul Brian Prasifka, a stockbroker currently employed by Gradient Securities disclose a recent sanction by Texas securities Regulators.…
read moreLast Updated: July 2025 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…
read moreLast Updated: June 2025 — Burlingame, CA Here’s what you need to know about Burlingame, CA, stockbroker Celeste Oi Ling Leung: Name: Celeste Oi Ling Leung Aliases: Celeste Ling Ho, Celeste…
read moreLast Updated: July 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Lawrence Michael Labine: Name: Lawrence Michael Labine Alias: Larry Labine CRD Number: 1279935 Current Status: Barred…
read moreLast Updated: July 2025 — Manasquan, New Jersey Here’s what you need to know about Manasquan, NJ stockbroker David A. Shaw: Name: David A. Shaw CRD Number: 5337265 Current Employer: Cetera Investment Advisers LLC…
read moreLast Updated: July 2025 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Kristine D. Marcum: Name: Ms. Kristine D. Marcum CRD Number: 4274440 Current Employer: Merrill…
read moreLast Updated: July 2025 — Los Alamitos, CA Here’s what you need to know about Los Alamitos, CA stockbroker Fariba Z. Madison: Name: Fariba Zehtabian Madison CRD Number: 1178259 Current Employer: Vanderbilt…
read moreLast Updated: July 2025 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Shubert Cineus: Name: Mr. Shubert Cineus CRD Number: 6736413 Current Status: Registered Investment Advisor…
read moreRex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker David William McQuade
Last Updated: July 2025 — San Diego, CA Here’s what you need to know about San Diego, CA stockbroker David William McQuade: Name: Mr. David William McQuade CRD Number: 3118389 Current Employer: LPL…
read moreLast Updated: July 2025 — Sandersville, GA Here’s what you need to know about Sandersville, GA, stockbroker Justin Bradford May: Name: Justin Bradford May CRD Number: 5162373 Current Employer: LPL Financial LLC DBA:…
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