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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Raymond James Financial Services Broker Chris Baugh
Rex Securities Law Investment Fraud Attorney Investigates Former Raymond James Financial Services Broker Chris Baugh 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Little Rock, AR , Tetonia, ID Here’s what you need to know about Little Rock, AR, stockbroker Christopher L. Baugh: Name: Mr. Christopher Lee Baugh…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Trawn Gall a broker with Wealthforge Securities
Rex Securities Law Investment Fraud Attorney Investigates Trawn Gall a broker with Wealthforge Securities 150 150 Robert Rex, Esq.

Last Updated: January 2026 ( Orange, CA/ Prosper, TX ) Trawnegan Gall Investigation Summary Here’s what you need to know about Orange ,CA/ Prosper, TX, stockbroker Trawnegan “Trawn”  Gall: Name:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hobby Barndollar formerly with Crown Capital Securities & Purepath Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Hobby Barndollar formerly with Crown Capital Securities & Purepath Wealth Management 150 150 Robert Rex, Esq.

Last Updated: January  2026 (Land O’Lakes, FL) Hobby Barndollar Investigation Summary Here’s what you need to know about Land O’Lakes, FL, former stockbroker Hobby Barndollar: Name: Mr. Hugh O. Barndollar,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Hardiman, Broker with Janney Montgomery Scott LLC
Rex Securities Law Investment Fraud Attorney Investigates John Hardiman, Broker with Janney Montgomery Scott LLC 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Melville, NY Here’s what you need to know about Melville, NY stockbroker John Thomas Hardiman: Name: John Thomas Hardiman Current Employer: Janney Montgomery Scott LLC — 395…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter Hill, Broker with Cambridge Investment Research, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Peter Hill, Broker with Cambridge Investment Research, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Des Moines, IA Here’s what you need to know about Des Moines, IA stockbroker Peter Hill: Name: Peter Hill Current Employer: Cambridge Investment Research, Inc. and Cambridge…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marvin June, a Broker with Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Marvin June, a Broker with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Florence, SC Here’s what you need to know about Florence, SC stockbroker Marvin Brent June: Name: Marvin Brent June CRD number: 5907587. Current Employer: Edward Jones (CRD# 250).…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Daniel W. Ladner, a Broker with UBS Financial Services Inc.
Rex Securities Law Investment Fraud Attorney Investigates Daniel W. Ladner, a Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026— New York, NY Here’s what you need to know about New York, NY stockbroker Daniel W. Ladner: Name: Daniel W. Ladner Current Employer: UBS Financial Services Inc. (since…

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  • ER

Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC
Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC 150 150 ER

Ricky Alan Mantei Investigation Updated January 2026 Centaurus Customers Have Sued for Damages-Sold Variable Interest Rate Structured ProductsLexington, SC The FINRA records of Ricky Alan Mantei, currently employed by Centaurus Financial and…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chihyu “Jerry” Hsu, former Broker with Park Avenue Securities
Rex Securities Law Investment Fraud Attorney Investigates Chihyu “Jerry” Hsu, former Broker with Park Avenue Securities 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Denver, CO Here’s what you need to know about Denver, CO stockbroker Jerry Hsu: Name: Chihyu J. (“Jerry”) Hsu Current Employer: Guardian Life Insurance Company — Agent…

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  • Robert Rex, Esq.

Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX
Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX 150 150 Robert Rex, Esq.

Brian Prasifka Investigation January 2026- Crowley, TX The FINRA records of  J. Paul Brian Prasifka,  a  stockbroker currently  employed by Gradient Securities disclose a recent sanction by Texas securities Regulators. The…

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