Blog - Page 318 of 323 - Rex Securities Law

Robert Rex, Esq.
June 3, 2015

Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator

Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 June 3, 2015

March 24, 2015, Plano, Texas Leslie Lynn King entered into an Order Accepting Offer of Settlement (Order) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he aided and abetted a…

Robert Rex, Esq.
June 3, 2015

Barry Brower- Ameriprise–San Antonio, TX, Sanctioned for Discretionary Trading

Barry Brower- Ameriprise–San Antonio, TX, Sanctioned for Discretionary Trading https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 June 3, 2015

UPDATE-March 24, 2016 Barry S. Brower is not currently registered with any broker dealer. Our Original Post–March 6, 2015, Fair Oaks Ranch, Texas Barry S. Brower, entered into a Letter of…

Robert Rex, Esq.
June 3, 2015

Phil Williamson Charged in South Florida Securities Fraud

Phil Williamson Charged in South Florida Securities Fraud https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 June 3, 2015

June 1, 2015 Phil D. Williamson, 48, of Miami, Florida, was charged with investment advisor fraud according to an FBI Press Release which reports that he raised over two million…

Robert Rex, Esq.
June 3, 2015

Texas Lawyer Found Guilty of Stock Fraud Involving ConnectAJet.Com

Texas Lawyer Found Guilty of Stock Fraud Involving ConnectAJet.Com https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 June 3, 2015

June 1, 2015 A federal jury in the Northern District of Texas found Martin Cantu, a lawyer from Round Rock, Texas, guilty of two criminal charges in connection with an…

Robert Rex, Esq.
June 3, 2015

Cabot Investment Properties Execs Face Criminal Charges

Cabot Investment Properties Execs Face Criminal Charges https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 June 3, 2015

June 3, 2015 Carlton Cabot, 52, of Stamford, Connecticut and Timothy Kroll, 42, of New Hope, Pennsylvania, were named in a criminal complaint accusing them of of misappropriating funds from…

Robert Rex, Esq.
June 1, 2015

Brian Polito of Dallas Pleads Guilty to Fraud In Sale of Oil & Gas Interests

Brian Polito of Dallas Pleads Guilty to Fraud In Sale of Oil & Gas Interests https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 June 1, 2015

June 1, 2015-Houston, Texas Brian J. Polito of Allen, Texas, pled guilty to mail fraud in connection with the sale of interests in 12 wells owned by EOG Resources, Inc.…

Robert Rex, Esq.
June 1, 2015

Fourth Person Found Guilty in Kentucky Oil Investment Scheme

Fourth Person Found Guilty in Kentucky Oil Investment Scheme https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 June 1, 2015

June 1, 2015 Henry Irving Ramer was found guilty by a federal jury of operating a multi-mllion dollar investment scheme in which over 200 investors nationwide lost all or nearly…

Robert Rex, Esq.
June 1, 2015

Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals

Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 June 1, 2015

June 1 , 2015-Murphy, Texas The Securities and Exchange Commission sued Sameer Praveen Sethi and his company Sethi Petroleum alleging that since January 2014, Sethi and his company raise $4…

Rex Securities Law