Last Updated: June 2025 | Englewood, CO Here’s what you need to know about Englewood, CO, stockbroker Scot Barringer: Name: Mr. Scot Barringer Current Employers: American Trust Investment Services, Inc. (San Clemente,…
read moreLast Updated: June 2025 – Atlanta, GA Here’s what you need to know about Atlanta, GA stockbroker David G. Curry: Name: Mr. David Griswold Curry Current Employers: Arkadios Capital EPG Wealth…
read moreLast Updated: June 2025 – North Miami Beach, FL Here’s what you need to know about North Miami Beach, FL, stockbroker Anthony D’Angelo: Name: Mr. Anthony J. D’Angelo Current Employer: FMSBonds, Inc.…
read moreLast Updated: June 2025 – Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Brent Stanley Pine: Name: Mr. Brent Stanley Pine CRD Number: 1618007 Primary Location: Scottsdale, AZ Function: Stockbroker…
read moreLast Updated: June 2025 (Houston, Texas) FINRA Fines Houston-Based Valic Financial Advisors For Failing to Supervise Their Brokers Valic Financial was fined $350,000 by securities regulator FINRA for various violations…
read moreLast Updated: June 2025 Brian Court Investigation Summary Here’s what you need to know about former Holtsville, NY, stockbroker Brian Court: Name: Mr. Brian Court Current Employer: Suspended by FINRA (6/2/2025-7/1/2025) Prior Employers: Aegis Capital…
read moreLast Updated: June 2025 | Tampa, FL Here’s what you need to know about Tampa, FL, stockbroker Michael Geoffrey Minter: Name: Mr. Michael Geoffrey Minter Current Employer: Lifemark Securities Corp. Prior Employer: Signator…
read moreLast Updated: May 2025 – Westlake Village, CA Here’s what you need to know about Westlake Village, CA, stockbroker Robert Sessa: Name: Mr. Robert Vincent Sessa Current Employer: Western International…
read moreLast Updated: July 2025 – Parrish, Florida Here’s what you need to know about Parrish, FL, stockbroker Saied Zangenehpour: Name: Mr. Saied Zangenehpour CRD Number: 4672179 DBA: Saied Zangenehpour Insurance, 11444 Savannah…
read moreLast Updated: June 2025 | Dallas, TX Here’s what you need to know about Dallas, TX, stockbroker Rosser C. Newton: Name: Mr. Rosser Coke Newton Current Employer: Skystone Securities, LLC Prior Employers: Frost…
read more