Last Updated: June 2025 (Southfield, MI) Adam Mahd Investigation Summary Here’s what you need to know about Southfield, MI, stockbroker Adam Mahd: Name: Mr. Adam Mahd Current Employer: MML Investor…
read moreLast Updated: June 2025 – Boca Raton, FL Here’s what you need to know about Boca Raton, FL, former stockbroker Paul Battson: Name: Paul Hunter Battson CRD Number: 4256820 Current Status: Not currently…
read moreLast Updated: June 2025 – Mobile, AL Here’s what you need to know about Mobile, AL, stockbroker Maury Lomax: Name: Maury Edward Lomax CRD Number: 4389255 Current Employer: Morgan Stanley- Member of…
read moreJune 2025 (El Paso, Texas) Federal Bureau of Investigation Offers Advice on Avoiding Elder Abuse Fraud In anticipation of World Elder Abuse Awareness Day on 6/15/25, the FBI El Paso…
read moreLast Updated: June 2025 Jason Mitsuda Investigation Summary Here’s what you need to know about Honolulu, HI, financial advisor Jason Mitsuda: Name: Jason Kazuo Mitsuda Current Employer:Not Currently Registered with FINRA Prior…
read moreLast Updated: June 2025 Kevin Kuehn Investigation Summary Here’s what you need to know about San Ramon, CA/ Eagle, ID – based broker Kevin C. Kuehn: Name: Kevin C. Kuehn Current Employer:Osaic…
read moreLast Updated: May 2025 – King, North Carolina Here’s what you need to know about King, NC stockbroker Philip Jefferson: Name: Mr. Philip Kirby Jefferson Current Employer: Wells Fargo Advisors…
read moreLast Updated: May 2025 – Holmdel, NJ Here’s what you need to know about Holmdel, NJ stockbroker Joseph L. Tranchina: Name: Mr. Joseph L. Tranchina Current Employer: Suspended by FINRA 6/2/2025-11/1/2025 DBA: J.…
read moreLast Updated: May 2025 – Charleston, SC Here’s what you need to know about Charleston, SC, stockbroker Jarrett Keith Strickland: Name: Mr. Jarrett Keith Strickland Current Employer: UBS Financial Services Inc. Primary…
read moreLast Updated: June 2025 – Gilbert, Arizona Here’s what you need to know about Gilbert, AZ, stockbroker Michael D. Roberts: Name: Mr. Michael David Roberts CRD Number: 4700058 Current Employer: The Strategic Financial…
read more