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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Stockbroker Leavitt Sanders has 53 Customer Complaints- Invest Financial Corporation/ Triad -West Point, Georgia
Stockbroker Leavitt Sanders has 53 Customer Complaints- Invest Financial Corporation/ Triad -West Point, Georgia 150 150 Robert Rex, Esq.

February 2019- West Point, Georgia We are investigating Leavitt F. Sanders,  of Leavitt Financial Group, who was a registered stockbroker with the following broker dealers. He is not currently registered…

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  • Robert Rex, Esq.

How to Recover Losses on Aequitas Investments
How to Recover Losses on Aequitas Investments 150 150 Robert Rex, Esq.

March 10, 2016- Washington, DC The Securities & Exchange Commission (SEC) charged Oregon based Aequitas Management and its top three executives, CEO Robert J. Jesenik, executive VP Brian A. Oliver,…

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  • Robert Rex, Esq.

RIdgewood Energy Fund Investors Paid $60,000 By Transamerica Financial
RIdgewood Energy Fund Investors Paid $60,000 By Transamerica Financial 150 150 Robert Rex, Esq.

December 30, 2015 The FInancial Industry Regulatory Authority (FINRA) reports that clients of Transamerica Financial Advisors broker Bruce A. Slater filed an arbitration  (Case 1H-03503) alleging that an investment in Ridgewood…

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  • Robert Rex, Esq.

Neeraj Chaudhary- Former Euro Pacific Capital Broker Investigated
Neeraj Chaudhary- Former Euro Pacific Capital Broker Investigated 150 150 Robert Rex, Esq.

March 10, 2016 Rex Securities Law is investigating former Euro Pacific Capital, Inc. broker Neeraj R. Chaudhary on behalf of a former customer who alleges that he was sold investments,…

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  • Robert Rex, Esq.

Delray Beach, FL. Man Pleads Guilty to Insider Trading on Tip From Stockbroker
Delray Beach, FL. Man Pleads Guilty to Insider Trading on Tip From Stockbroker 150 150 Robert Rex, Esq.

March 9, 2016- Jay Fung, 42, of Delray Beach, FL, pleaded guilty to an information which charged him with conspiracy to commit securities fraud . Fung admitted to an insider…

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  • Robert Rex, Esq.

Claus Foerster-Former Smith Barney/Raymond James Broker Indicted for Fraud
Claus Foerster-Former Smith Barney/Raymond James Broker Indicted for Fraud 150 150 Robert Rex, Esq.

March 8, 2016- Greenville, South Carolina The United States Attorney’s Office for District of South Carolina announced that Claus C. Foerster, 55, of Spartanburg, South Carolina was indicted by a…

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  • Robert Rex, Esq.

Matthew Bell-Former WFG Investments Broker- Discloses 46 Customer Complaints-Pleads Guilty on Fraud Charges-San Antonio, TX
Matthew Bell-Former WFG Investments Broker- Discloses 46 Customer Complaints-Pleads Guilty on Fraud Charges-San Antonio, TX 150 150 Robert Rex, Esq.

UPDATE MAY 2017 March 8, 2015- San Antonio, Texas The Financial Industry Regulatory Authority (FINRA) reports that Matthew A. Bell , 47 of Boerne, TX, a broker who formerly worked…

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  • Robert Rex, Esq.

Summit Brokerage Services (Boca Raton) Fined $250,000 by Regulators- ETF Sales
Summit Brokerage Services (Boca Raton) Fined $250,000 by Regulators- ETF Sales 150 150 Robert Rex, Esq.

December 2, 2015- Boca Raton, FL Summit Brokerage Services  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that between June…

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  • Robert Rex, Esq.

G.A. Repple Broker Named in Customer Arbitration RE: Church Bond Losses- Casselberry, FLA
G.A. Repple Broker Named in Customer Arbitration RE: Church Bond Losses- Casselberry, FLA 150 150 Robert Rex, Esq.

The Financial Industry Regulatory Authority (FINRA) reports that G.A. Repple & Company broker Frederick P. Bremer has been named in an arbitration filed by a client who is seeking damages…

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  • Robert Rex, Esq.

Bruce Slater Named in $500K FINRA Arbitration-RIdgewood Energy Funds
Bruce Slater Named in $500K FINRA Arbitration-RIdgewood Energy Funds 150 150 Robert Rex, Esq.

Northville, Michigan The Financial Industry Regulatory Authority (FINRA) reports that Bruce Slater of Transamerica Financial Advisors, Inc. has been named in a FINRA arbitration. According to FINRA, the clients allege…

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