• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Stephen A. Rogers
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Stephen A. Rogers 150 150 Robert Rex, Esq.

Last Updated: February 2025, Columbus, OH Stephen A. Rogers Investigation Summary Here’s what you need to know about Columbus, OH stockbroker Stephen A. Rogers: Name: Mr. Stephen A. Rogers Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker John K. Ulwick
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker John K. Ulwick 150 150 Robert Rex, Esq.

Last Updated: February 2025, Waltham, MA John K. Ulwick Investigation Summary Here’s what you need to know about Waltham, MA, stockbroker John K. Ulwick: Name: Mr. John Kennedy Ulwick Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Former Broker Thomas Lundgaard
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Former Broker Thomas Lundgaard 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Chandler, AZ) Thomas Lundgaard Investigation Summary Here’s what you need to know about Chandler, AZ, stockbroker Thomas Lundgaard: Name: Mr. Thomas Bodnar Lundgaard Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Ashley Caudle
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Ashley Caudle 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Marshall, Texas) Ashley Caudle Investigation Summary Here’s what you need to know about Marshall, Texas, stockbroker Ashley Caudle: Name: Ashley W. Caudle Current Employer: Kestra Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Gwendolyn Hayes
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Gwendolyn Hayes 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Tualatin, OR) Gwendolyn Hayes Investigation Summary Here’s what you need to know about Tualatin, OR, stockbroker Gwendolyn Hayes: Name: Ms. Gwendolyn Janice Hayes Current Employer: Barred from acting…

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  • Robert Rex, Esq.

Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey
Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey 150 150 Robert Rex, Esq.

Mario E. Rivero Investigation February 2025-Red Bank, New Jersey We are investigating former Wells Fargo & LPL Financial advisor Mario E. Rivero, Jr. According to FINRA records Mario Rivero discloses a recent…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Douglas Nelson
Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Douglas Nelson 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Pahrump, NV) Here’s What You Need to Know About Pahrump, NV, stockbroker Douglas Nelson: Name: Mr. Douglas Duane Nelson Current Employer: LPL Financial LLC Prior Employers: M Stevens…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Li Kelly
Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Li Kelly 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Forest Hills, NY) Here’s What You Need to Know About Forest Hills, NY, stockbroker Li Kelly: Name: Mr. Li Kelly Current Employer: LPL Enterprise, LLC Prior Employers: HSBC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Kestra Investment Broker Theodore Jenkin
Rex Securities Law Investment Fraud Attorney Investigates Former Kestra Investment Broker Theodore Jenkin 150 150 Robert Rex, Esq.

Updated: February 2025 Austin, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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Rex Securities Law Investment Fraud Attorney Investigates Pamela Espinosa a broker with Kestra Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Pamela Espinosa a broker with Kestra Investment Services 150 150 ER

Last Updated: February 2025 (Albuquerque, New Mexico) Pamela Espinosa Investigation Summary Here’s what you need to know about Albuquerque, NM, stockbroker Pamela Espinosa: Name: Ms. Pamela S. Espinosa Current Employer:…

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