Last Updated: September 2025 – Houston, TX Here’s what you need to know about Houston, TX, stockbroker Samuel Frankfort: Name: Samuel David Frankfort Current Registration Status: Suspended indefinitely by FINRA Most…
read moreLast Updated: Spetember 2025 (Frisco, TX) Trey Brown Investigation Summary Here’s what you need to know about Frisco, TX, former stockbroker Raymond Trey Brown: Name: Raymond Trey Brown Last Registered Employer: Northwestern…
read moreLast Updated: September 2025 — Freehold, NJ Here’s what you need to know about Freehold, NJ stockbroker William Grundig: Name: William Andrew Grundig Current Employer: Kestra Investment Services, LLC (broker); Kestra Advisory…
read moreLast Updated: September 2025 — Davenport, IA Here’s what you need to know about Davenport, IA stockbroker William Guy Hurckes: Name: William (Guy) Hurckes Current Employer: Ausdal Financial Partners, Inc. (CRD #7995).…
read moreLast Updated: September 2025 (Melbourne, FL) Art McPherson Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Art McPherson: Name: Mr. Arthur Roy McPherson, II Current Employer:…
read moreLast Updated: September 2025 — Alexandria, VA Here’s what you need to know about Alexandria, VA, stockbroker Simon M. Joseph: Name: Simon M. Joseph Alias: Simon Michael Youssef, Simon Michel Youssef…
read moreLast Updated: September 2025 – Red Bank, NJ Here’s what you need to know about Red Bank, NJ stockbroker Rocco G. Guidicipietro: Name: Rocco Gerard Guidicipietro Alias: Rocco Peters Current Employer: Alexander…
read moreLast Updated: September 2025 (West Conshohocken, Pennsylvania) Bill Bredt Investigation Summary Here’s what you need to know about West Conshohocken, PA, stockbroker William R. Bredt: Name: William R. Bredt. Alias: Bill…
read moreLast Updated: September 2025 — St. Louis, MO Here’s what you need to know about St. Louis, MO, stockbroker Adam Michael Chustz: Name: Adam Michael Chustz Current Employer: Stifel, Nicolaus & Company,…
read moreLast Updated: September 2025 — North Oaks, MN Here’s what you need to know about North Oaks, MN, stockbroker Randy L. Birkinbine: Name: Randy L. (Lee) Birkinbine Current Employer: Ausdal Financial Partners,…
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