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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ben Sweeney, a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Ben Sweeney, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Dallas, TX Here’s What You Need to Know About Dallas, TX Stockbroker Ben Sweeney Name: Benjamin Joseph Sweeney Aliases: Ben Sweeney, Benjamin J. Sweeney Current Employer: Morgan…

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  • Robert Rex, Esq.

$500,000 Complaint Targets Truist Advisor Ignacio Carlos Tejera Over High-Risk NorthStar Investments
$500,000 Complaint Targets Truist Advisor Ignacio Carlos Tejera Over High-Risk NorthStar Investments 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Coral Gables, FL Ignacio Carlos Tejera (CRD# 4422696) of Truist Investment Services, Inc., has accumulated three customer disputes on his FINRA BrokerCheck record, and a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Carter D. Mansbach formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Carter D. Mansbach formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Jupiter, FLA ) Carter Mansbach Investigation Summary Here’s what you need to know about Jupiter, FLA, stockbroker Carter Mansbach: Name: Mr. Carter David Mansbach Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Savannah, GA) Wally Less Investigation Summary Here’s what you need to know about Savannah, GA, stockbroker Wally Less: Name: Mr. Wally Steven Less Current Employer: Not…

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  • ER

Suzanne Charrin- Former Woodbury Financial Services Broker-Barred From Securities Industry by Regulators -Greenwood, CO
Suzanne Charrin- Former Woodbury Financial Services Broker-Barred From Securities Industry by Regulators -Greenwood, CO 150 150 ER

Suzanne Charrin Investigation April 2026-Greenwood, CO  According to publicly available records Suzanne Charrin, a former broker who last worked for Woodbury Financial Services,  discloses a final regulatory matter resulting in a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ron Bucher formerly with Pinnacle Investments
Rex Securities Law Investment Fraud Attorney Investigates Ron Bucher formerly with Pinnacle Investments 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Fort Myers, FL ) Ron Bucher Investigation Summary Here’s what you need to know about Fort Myers, FL, former stockbroker Ron Bucher: Name: Mr. Ronald Luther…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jack Yvars, Formerly a Financial Advisor with Osaic Wealth
Rex Securities Law Investment Fraud Attorney Investigates Jack Yvars, Formerly a Financial Advisor with Osaic Wealth 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Tifton, GA) Jack Yvars Investigation Summary Here’s what you need to know about Concord, NH, stockbroker Jack Yvars: Name: Mr. Jack W. Yvars Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ceros Financial Services Broker Joseph Tranchina
Rex Securities Law Investment Fraud Attorney Investigates Ceros Financial Services Broker Joseph Tranchina 150 150 Robert Rex, Esq.

Last Updated: April 2026 – Holmdel, NJ Here’s what you need to know about Holmdel, NJ stockbroker Joseph L. Tranchina: Name: Mr. Joseph L. Tranchina Current Employer: Ceros Financial Services DBA: J.…

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  • Robert Rex, Esq.

$500K Complaint Targets Truist Advisor Ignacio Tejera Over High-Risk NorthStar Investments
$500K Complaint Targets Truist Advisor Ignacio Tejera Over High-Risk NorthStar Investments 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Coral Gables, FL Ignacio Carlos Tejera (CRD# 4422696) of Truist Investment Services, Inc., has accumulated three customer disputes on his FINRA BrokerCheck record, and a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former TCFG Wealth Management Broker Scott Offerman
Rex Securities Law Investment Fraud Attorney Investigates Former TCFG Wealth Management Broker Scott Offerman 150 150 Robert Rex, Esq.

Last Updated: April 2026 (New York, NY) Scott Offerman Investigation Summary Here’s what you need to know about New York, NY, stockbroker Scott Offerman: Name: Mr. Scott Offerman Current Employer:…

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