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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker David W. Sosa
Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker David W. Sosa 150 150 Robert Rex, Esq.

Last Updated: February 2026 | Orlando, FL David W. Sosa Investigation Summary Here’s what you need to know about Orlando, FL, stockbroker David Sosa: Name: Mr. David William Sosa Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert O’Braitis an Advisor Purshe Kaplan Sterling
Rex Securities Law Investment Fraud Attorney Investigates Robert O’Braitis an Advisor Purshe Kaplan Sterling 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Leesburg, VA – Nashville, TN – Metarie, LA – Boca Raton, FL) Robert Ronald O’braitis Investigation Summary Here’s What You Need to Know About Advisor Robert…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Vanguard Advisers Broker David J. Stecz
Rex Securities Law Investment Fraud Attorney Investigates Vanguard Advisers Broker David J. Stecz 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Malvern, PA David Stecz Investigation Summary Here’s what you need to know about Malvern, PA, stockbroker David J. Stecz: Name: Mr. David Joseph Stecz Current Employer: Vanguard…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joe Lauzon, Formerly a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joe Lauzon, Formerly a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026, Clovis, CA Joseph Lauzon Investigation Summary Here’s what you need to know about Clovis, CA, stockbroker Joseph Lauzon: Name: Joseph Frank Lauzon Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Ordway , Advisor with STF Wealth Management- Phoenix, AZ
Rex Securities Law Investment Fraud Attorney Investigates Chris Ordway , Advisor with STF Wealth Management- Phoenix, AZ 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Phoenix, AZ) Chris Ordway Investigation Summary Here’s what you need to know about Phoenix, AZ, stockbroker Chris Ordway: Name: Mr. Christopher Edward Ordway Current Employer: Dynamic…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Former Broker Jim Hyre
Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Former Broker Jim Hyre 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Columbus, OH Here’s what you need to know about Columbus, OH, stockbroker Jim Hyre: Name: Mr. James Gordon Hyre Jr. CRD Number: 2429707 Current Employer:  Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jon R. Lee formerly with Aegis Capital Corp.
Rex Securities Law Investment Fraud Attorney Investigates Jon R. Lee formerly with Aegis Capital Corp. 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Sarasota, FL) Jon R. Lee Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Jon Lee: Name: Mr. Jon R. Lee Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Aret “Eric” Gugin
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Aret “Eric” Gugin 150 150 Robert Rex, Esq.

Last Updated: February 2026 | Melville, NY Aret Gugin Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Aret Gugin: Name: Aret Gugin Current Employer: Aegis Capital Corp. CRD…

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  • Robert Rex, Esq.

Steven P. Sappington-G.A. Repple Broker-Discloses Financial Events and Customer Dispute-Waco, TX
Steven P. Sappington-G.A. Repple Broker-Discloses Financial Events and Customer Dispute-Waco, TX 150 150 Robert Rex, Esq.

February 2026-Waco, Texas The FINRA records of  Steven P. Sappington ,  a  stockbroker who is currently registered with G.A. Repple disclose a  prior customer disputes and 6 prior financial events. The Financial Industry…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker
Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker 150 150 Robert Rex, Esq.

Last Updated: February  2026 (The Villages, FL ) Michael Whitaker Investigation Summary Here’s what you need to know about The Villages, FL, stockbroker Michael Whitaker: Name: Mr. Michael Joseph Whitaker…

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