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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Scott Smith, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Robert Scott Smith, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Newberg, OR Here’s what you need to know about Newberg, OR stockbroker Robert Scott Smith: Name: Robert Scott Smith Current Employer: Emerson Equity LLC — registered since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Matt Kutcher, Wells Fargo Advisors Broker
Rex Securities Law Investment Fraud Attorney Investigates Matt Kutcher, Wells Fargo Advisors Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Palm Beach, FL Here’s what you need to know about Palm Beach, FL stockbroker Matthew Jay Kutcher: Name: Matthew “Matt” Jay Kutcher CRD Number: 2456469…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Broker Kevin R. Wright
Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Broker Kevin R. Wright 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Houston, Texas) Kevin R. Wright Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Kevin R. Wright: Name: Mr. Kevin Robert Wright Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Andrew S. Pandis
Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Andrew S. Pandis 150 150 Robert Rex, Esq.

Last Updated: March 2026 | Forest Hills, NY Andrew S. Pandis Investigation Summary Here’s what you need to know about Forest Hills, NY, stockbroker Andrew Pandis: Name: Mr. Andrew Spiro Pandis…

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  • ER

Rex Securities Law Investment Fraud Attorney Investigates Mark Williams a Former Broker with Kingswood Capital Partners / Financial Gravity
Rex Securities Law Investment Fraud Attorney Investigates Mark Williams a Former Broker with Kingswood Capital Partners / Financial Gravity 150 150 ER

Mark J. Williams Investigation March 2026-Carmel by the Sea, CA/ Lakeway, TX/ Stockbridge, GA According to publicly available records Mark John Williams ,  a former broker who last was registered…

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  • Robert Rex, Esq.

Robin Platt Investigation-Subject of Suit Over Northstar Financial Services -New Orleans, LA
Robin Platt Investigation-Subject of Suit Over Northstar Financial Services -New Orleans, LA 150 150 Robert Rex, Esq.

Robin Platt Investigation March 2026-New Orleans, LA According to FINRA records  Robin V. Platt, a financial advisor employed as a registered broker by Cetera Investment Services discloses settlement  multi-million dollar suit…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Advue Capital Investment Advisor Sebastian Agudeloisaza
Rex Securities Law Investment Fraud Attorney Investigates Former Advue Capital Investment Advisor Sebastian Agudeloisaza 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX, former advisor Sebastian (Agudelo Isaza) Agudeloisaza: Name: Sebastian Agudeloisaza Alias: Sebastian Agudelo Isaza Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tony Pucci, Broker with Craft Capital Management
Rex Securities Law Investment Fraud Attorney Investigates Tony Pucci, Broker with Craft Capital Management 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Anthony John Robert Pucci: Name: Anthony John Robert Pucci Current Employer: Craft Capital Management LLC, 2400…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephen Patterson, a Broker with J. Alden Associates, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Stephen Patterson, a Broker with J. Alden Associates, Inc. 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Southlake, Texas Here’s what you need to know about Southlake, Texas stockbroker Stephen Douglas Patterson Jr.: Name: Stephen Douglas Patterson Jr. Current Employer: J. Alden Associates, Inc.;…

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