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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates USCA Securities Broker Matthew West
Rex Securities Law Investment Fraud Attorney Investigates USCA Securities Broker Matthew West 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Houston, Texas) Matt West Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Matt West: Name: Mr. Matthew Brooke West Current Employer: USCA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Former Broker Samuel Frankfort
Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Former Broker Samuel Frankfort 150 150 Robert Rex, Esq.

Last Updated: June 2026 – Houston, TX Here’s what you need to know about Houston, TX, stockbroker Samuel Frankfort: Name: Samuel David Frankfort Current Registration Status: Not currently registered with FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services 150 150 Robert Rex, Esq.

June 2026-Hendersonville, TN According to publicly available records Michael A. Jump  (CRD#1146669) ,  a  stockbroker currently registered with Chelsea Financial Services  discloses 2 regulatory events, four customer disputes and a termination. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shane Appelbaum, Herbert J. Sims Broker
Rex Securities Law Investment Fraud Attorney Investigates Shane Appelbaum, Herbert J. Sims Broker 150 150 Robert Rex, Esq.

Last Updated: June 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Shane Alexander Appelbaum: Name: Shane Alexander Appelbaum CRD Number: 4772668 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Bodensteiner-Formerly with Purshe Kaplan Sterling
Rex Securities Law Investment Fraud Attorney Investigates Thomas Bodensteiner-Formerly with Purshe Kaplan Sterling 150 150 Robert Rex, Esq.

June 2026 – Clear Lake, Iowa The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was last  employed by  Purshe Kaplan Sterling discloses a customer dispute . The Financial Industry…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Ann Werts
Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Ann Werts 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Lakewood, CO) Ann Werts Investigation Summary Here’s what you need to know about Lakewood, CO, stockbroker Ann Louise Werts: Name: Ms. Ann Louise Werts Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Young a Broker with Purshe Kaplan Sterling
Rex Securities Law Investment Fraud Attorney Investigates Michael Young a Broker with Purshe Kaplan Sterling 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Fargo, N. Dakota) Michael Young Investigation Summary Here’s what you need to know about Fargo, North Dakota, stockbroker Michael Young: Name: Mr. Michael Victor Young Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin 150 150 Robert Rex, Esq.

Last Updated: June 2026 Here’s What You Need to Know About Corona Del Mar, California Stockbroker Josh Chapin Name: Joshua David Chapin Alias: Josh Chapin CRD Number: 5825638 Current Employer: Emerson Equity LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services 150 150 Robert Rex, Esq.

Last Updated: June 2026 (San Antonio, Texas) Lance Walston Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Lance Walston: Name: Mr. Lance Colby Walston Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Scott Hume a Broker with Berthel Fisher
Rex Securities Law Investment Fraud Attorney Investigates Scott Hume a Broker with Berthel Fisher 150 150 Robert Rex, Esq.

Last Updated: June 2026 (Bellingham, WA) Scott Hume Investigation Summary Here’s what you need to know about Bellingham, WA, stockbroker Scott Hume: Name: Mr. Scott Allen Hume Current Employer: Berthel…

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