Last Updated: April 2026 — San Antonio, TX Here’s what you need to know about San Antonio, TX stockbroker Stephen Scott: Name: Stephen Charles Scott Current Employer: Morgan Stanley Prior Firms: AXA Advisors,…
read moreLast Updated: April 2026 — Safety Harbor, FL Here’s what you need to know about Safety Harbor, FL stockbroker Chris Mavrakos: Name: Christ Mavrakos Alias: Chris Mavrakos, Christopher Mavrakos Current Employer: LPL…
read moreLast Updated: April 2026 — Valley Village, CA Here’s what you need to know about Valley Village, CA stockbroker Richard Brown: Name: Richard Raymond Brown Current Employer: Arete Wealth Advisors, LLC; Arete…
read moreLast Updated: April 2026 (Boca Raton, FL) Greg McLeod Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Greg McLeod: Name: Mr. Gregory Malcolm McLeod Current…
read moreLast Updated: April 2026 | Dallas, TX Here’s what you need to know about Dallas, TX, stockbroker Stephen Parks: Name: Mr. Stephen Glover Parks Current Employer: Not currently registered with any…
read moreLast Updated: April 2026 – West Des Moines, IA Here’s what you need to know about West Des Moines, IA stockbroker William B. Tunink: Name: William Bernard Tunink. Current Employer: Not…
read moreLast Updated: April 2026 (St. Louis, MO) Jeffrey Larson Investigation Summary Here’s what you need to know about St. Louis, MO, stockbroker Jeffrey Larson: Name: Mr. Jeffrey Scott Larson Current…
read moreLast Updated: April 2026 — Long Beach, CA Here’s what you need to know about Long Beach, CA stockbroker Travis Alexander: Name: Travis Price Alexander Current Employer: Suspended by FINRA .…
read moreLast Updated: April 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Brad Whalen: Name: Brad Steven Whalen Current Employer: Green Vista Capital, LLC (since…
read moreLast Updated: April 2026 — Lubbock, TX Here’s what you need to know about Lubbock, TX stockbroker Don Pittman: Name: Donald Ray Pittman Jr. Alias: Don Pittman Current Employer: Not currently registered…
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