Last Updated: April 2026 | Sarasota, FL Here’s what you need to know about Sarasota, FL, stockbroker Felipe Colon: Name: Mr. Felipe Juan Antonio Colon Current Employer: Not currently registered with…
read moreLast Updated: April 2026 — Omaha, NE Here’s what you need to know about Omaha, NE, stockbroker Debra J. Schleining: Name: Ms. Debra Jo Schleining Current Employer: McDermott Investment Services, LLC DBA: Turner…
read moreLast Updated: April 2026 — The Woodlands, Texas Here’s What You Need to Know About Stockbroker Dan Goodwin Name: Daniel Coral Goodwin Current Employer: Great Point Capital LLC; Accurate Wealth…
read moreLast Updated: April 2026 — Miami, FL Here’s what you need to know about Miami, FL stockbroker Robert D. Alegria: Name: Robert D. Alegria Current Employer: Morgan Stanley (registered since…
read moreLast Updated: April 2026 — Navarre, FL Here’s what you need to know about Navarre, FL stockbroker Allison Jean Terlip: Name: Allison Jean Terlip Aliases: Allison Terlip Current Employer: Not…
read moreLast Updated: April 2026 — Miami, FL Here’s what you need to know about Miami, FL stockbroker Kevin Dooley: Name: Kevin Thomas Dooley Current Employer: Equitable Advisors, LLC (registered since…
read moreLast Updated: April 2026 — Dallas, TX Here’s What You Need to Know About Dallas, TX Stockbroker Ben Sweeney Name: Benjamin Joseph Sweeney Aliases: Ben Sweeney, Benjamin J. Sweeney Current Employer: Morgan…
read more$500,000 Complaint Targets Truist Advisor Ignacio Carlos Tejera Over High-Risk NorthStar Investments
Last Updated: March 2026 — Coral Gables, FL Ignacio Carlos Tejera (CRD# 4422696) of Truist Investment Services, Inc., has accumulated three customer disputes on his FINRA BrokerCheck record, and a…
read moreLast Updated: April 2026 (Jupiter, FLA ) Carter Mansbach Investigation Summary Here’s what you need to know about Jupiter, FLA, stockbroker Carter Mansbach: Name: Mr. Carter David Mansbach Current Employer:…
read moreLast Updated: April 2026 (Savannah, GA) Wally Less Investigation Summary Here’s what you need to know about Savannah, GA, stockbroker Wally Less: Name: Mr. Wally Steven Less Current Employer: Not…
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