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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co.
Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co. 150 150 Robert Rex, Esq.

May 2026- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: May 2026 (El Paso, Texas) Michael Graham Investigation Summary Here’s what you need to know about El Paso, TX, stockbroker Michael Graham: Name: Mr. Michael Graham Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Reviews LPL Financial- Lawsuits, Arbitrations and Customer Complaints and Disputes
Rex Securities Law Investment Fraud Attorney Reviews LPL Financial- Lawsuits, Arbitrations and Customer Complaints and Disputes 150 150 Robert Rex, Esq.

Last Updated: May 2026 LPL Financial Investigation Summary Here’s what you need to know about Fort Mill, SC, headquartered brokerage firm LPL Financial: Name:  LPL Financial LLC Function:  Stock Brokerage…

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Shawn Elizabeth Parker- Former Ameriprise Financial Services Broker-Barred From Securities Industry by Regulators -Schaumburg, IL
Shawn Elizabeth Parker- Former Ameriprise Financial Services Broker-Barred From Securities Industry by Regulators -Schaumburg, IL 150 150 ER

Shawn  Parker Investigation May 2026-Schaumburg, IL According to publicly available records Shawn Elizabeth Parker,a former broker who last worked for Ameriprise Financial Services,  discloses a final regulatory matter resulting in a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nicole Veni formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Nicole Veni formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Miami, FL) Nicole Ventsislavova Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Nicole Ventsislavova: Name: Ventsislava Nicole Ventsislavova Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court 150 150 Robert Rex, Esq.

Last Updated: May 2026 Brian Court Investigation Summary Here’s what you need to know about former Holtsville, NY, stockbroker Brian Court: Name: Mr. Brian Court Current Employer: Suspended by FINRA (6/2/2025-7/1/2025) Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marc Korsch formerly with Centaurus Financial
Rex Securities Law Investment Fraud Attorney Investigates Marc Korsch formerly with Centaurus Financial 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Sarasota, FL) Marc Korsch Investigation Summary Here’s what you need to know about Sarasota, Florida, stockbroker Marc Korsch: Name: Mr. Marc Frederick Korsch Current Employer: Barred…

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Edmund “Eddie” Murphy- Former of Robert W. Baird/ Cardinal Sign Advsory Investigation – Naples, FL
Edmund “Eddie” Murphy- Former of Robert W. Baird/ Cardinal Sign Advsory Investigation – Naples, FL 150 150 ER

Edmund P. Murphy Investigation May 2026- Naples, FL According to publicly available records Edmund “Eddie” P. Murphy,  a broker previously registered with Robert W. Baird & Co.,  and Cardinal Sign…

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  • ER

Rex Securities Law Investigates Brett S. Ellen-Former DFPG Investments Advisor- Las Vegas, NV
Rex Securities Law Investigates Brett S. Ellen-Former DFPG Investments Advisor- Las Vegas, NV 150 150 ER

Brett Scott Ellen Investigation Updated May 2026 – Las Vegas, NV According to publicly available records  Brett S. Ellen,  an unregistered broker who was most recently employed by  Metric Financial …

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