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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL
Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL 150 150 ER

Denny Haywood Investigation May 2026- Land O’ Lakes, FL The FINRA records of  Dennis “Denny” Haywood , a stockbroker previously with  Crown Capital Securities, Inc. broker discloses a 19 prior customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Raymond James Broker Raymond Sardina
Rex Securities Law Investment Fraud Attorney Investigates Former Raymond James Broker Raymond Sardina 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Coral Gables, FL) Raymond Sardina Investigation Summary Here’s what you need to know about Coral Gables, FL, stockbroker Raymond Sardina: Name: Mr. Raymond Sardina Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bradley Scott a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Bradley Scott a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Mansfield, Texas) Bradley Scott Investigation Summary Here’s what you need to know about Mansfield, Texas, stockbroker Bradley Kyle Scott: Name: Mr. Bradley Kyle Scott Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dwight Kay formerly with WealthForge Securities
Rex Securities Law Investment Fraud Attorney Investigates Dwight Kay formerly with WealthForge Securities 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Torrance, CA) Dwight Kay Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Dwight Kay: Name: Mr. Dwight Kristopher Kay Current Employer: FNEX…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Celia Scott with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Celia Scott with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Beaumont, Texas) Celia Mae Scott Investigation Summary Here’s what you need to know about Beaumont, Texas stockbroker Celia Mae Scott: Name: Ms. Celia Mae Scott Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Tony Barouti: Name: Tony Barouti Current Employer: Emerson Equity LLC —since 06/13/2017. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Coastal Equities Broker Jamie Theresa Nowakowski
Rex Securities Law Investment Fraud Attorney Investigates Former Coastal Equities Broker Jamie Theresa Nowakowski 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Hebron, CT) Jamie Theresa Nowakowski Investigation Summary Here’s what you need to know about Hebron, CT, stockbroker Jamie Theresa Nowakowski: Name: Jamie Theresa Nowakowski Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shay W. Scruggs, a Broker with Rockefeller Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Shay W. Scruggs, a Broker with Rockefeller Financial LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Shay Scruggs: Name: Shay W. Scruggs Current Employer: Rockefeller Financial LLC / Rockefeller Capital Management…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mike Kolacz, a Broker with Independent Financial Group, LLC
Rex Securities Law Investment Fraud Attorney Investigates Mike Kolacz, a Broker with Independent Financial Group, LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Rockwall, TX Here’s what you need to know about Rockwall, TX stockbroker Mike Kolacz: Name: Michael David Kolacz Current Employer: Independent Financial Group, LLC Prior Firms: International…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates State Farm VP Management Corp Broker Mike Bratton
Rex Securities Law Investment Fraud Attorney Investigates State Farm VP Management Corp Broker Mike Bratton 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Grass Valley, CA Here’s what you need to know about Grass Valley, CA, stockbroker Michael Edward Bratton: Name: Michael Edward Bratton CRD Number: 3051897 Alias: Mike Bratton…

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