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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates D.H. Hill Advisors Broker Robert Michael DeChick
Rex Securities Law Investment Fraud Attorney Investigates D.H. Hill Advisors Broker Robert Michael DeChick 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Clermont, FL) Robert DeChick Investigation Summary Here’s what you need to know about Clermont, FL, stockbroker Robert Michael DeChick: Name: Robert Michael DeChick Current Employer: D.H. Hill Advisors,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Seymour Cohen, Former Broker with Wilmington Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Seymour Cohen, Former Broker with Wilmington Capital Securities 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Garden City, NY Here’s what you need to know about Garden City, NY former stockbroker Seymour Cohen: Name: Seymour Cohen Current Employer: Permanently barred by FINRA Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brian Cantel, a Broker with Berthel Fisher
Rex Securities Law Investment Fraud Attorney Investigates Brian Cantel, a Broker with Berthel Fisher 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Flowery Branch, GA Here’s what you need to know about Flowery Branch, GA stockbroker Brian E. Cantel: Name: Brian Eric Cantel. Current Employer: Berthel, Fisher & Company…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Jirinec, a Broker with PHX Financial
Rex Securities Law Investment Fraud Attorney Investigates Richard Jirinec, a Broker with PHX Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Jupiter, FL Here’s what you need to know about Jupiter, Florida stockbroker Richard James Jirinec: Name:Richard James Jirinec Alias: Richard J. Jirinee Current Employer:PHX Financial, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter Chernin, a Broker with Great Point Capital
Rex Securities Law Investment Fraud Attorney Investigates Peter Chernin, a Broker with Great Point Capital 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Chicago, IL/ New York City Here’s what you need to know about New York stockbroker Peter Chernin: Name:Peter Chernin Current Employer: Great Point Capital LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Pasadena, CA Here’s what you need to know about Pasadena, CA stockbroker Katy Y. Zhao: Name: Katy Yun Zhao Current Employer: Morgan Stanley (CRD #149777); branch listed…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Minneapolis , MN Here’s what you need to know about Minneapolis , MN stockbroker Trey Whipple III: Name: Lawrence Aloysius Whipple III Alias: Lawrence A. Whipple…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Spire Securities Broker Scott Aabel
Rex Securities Law Investment Fraud Attorney Investigates Former Spire Securities Broker Scott Aabel 150 150 Robert Rex, Esq.

Last Updated: Februar 2026 (Osprey, FL) Scott Aabel Investigation Summary Here’s what you need to know about Osprey, FL, stockbroker Scott Erik Aabel: Name: Mr. Scott Erik Aabel Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Former Broker Samuel Frankfort
Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Former Broker Samuel Frankfort 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Houston, TX Here’s what you need to know about Houston, TX, stockbroker Samuel Frankfort: Name: Samuel David Frankfort Current Registration Status: Not currently registered with FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tom Chapman, Former Broker with Equitable Advisors
Rex Securities Law Investment Fraud Attorney Investigates Tom Chapman, Former Broker with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Vestavia Hills, AL Here’s what you need to know about Vestavia Hills, Alabama stockbroker James Thomas Chapman: Name: James Thomas Chapman Alias: Tom Chapman Current Employer: Aragon Family…

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