Rex Securities Law

Rex Securities Law-Investment Loss Recovery Attorneys-Nationwide
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Robert Alvarez- International Assets Advisory Management Broker- Discloses Regulatory Event, Customer Disputes and Terminations From Employment – Metairie, LA
Robert Alvarez- International Assets Advisory Management Broker- Discloses Regulatory Event, Customer Disputes and Terminations From Employment – Metairie, LA 150 150 ER

Robert Alvarez Investigaton April 2024- Metairie, LA According to publicly available records,  Robert Alvarez,  a broker with International Assets Investment Management discloses a regulatory event , a currently pending customer dispute,…

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Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX
Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX 150 150 Robert Rex, Esq.

April 2024 – Beaumont, Texas TEXAS STATE SECURITIES BOARD SUSPENSION-On January 30, 2018 Texas Securities State Securities Board (TSSB) Commissioner Travis J. Iles entered a Disciplinary Order  suspending Jason N. Anderson,…

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[INVESTOR ALERT] Commonwealth Financial Network Hit with $93 Million Penalty by SEC
[INVESTOR ALERT] Commonwealth Financial Network Hit with $93 Million Penalty by SEC 150 150 Robert Rex, Esq.

Last Updated: April 2024 Commonwealth Financial Ordered to pay $93 Million Judgment For Failure to Disclose Conflicts of Interest Five years of litigation between the U.S. Securities & Exchange Commission…

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Joseph “Joey” Cason- Former First Allied Securities Broker- Discloses 2 Pending Customer Disputes- Brunswick, GA
Joseph “Joey” Cason- Former First Allied Securities Broker- Discloses 2 Pending Customer Disputes- Brunswick, GA 150 150 ER

Joseph “Joey” Cason Investigation April, 2024 – Brunswick, GA The FINRA records of Joseph “Joey” M. Cason, a  broker currently employed by Triad Advisors, who was previously employed by First Allied Securities, Inc. disclose…

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StoneX Financial Discloses Numerous Regulatory Sanctions
StoneX Financial Discloses Numerous Regulatory Sanctions 150 150 Robert Rex, Esq.

StoneX Financial Investigation April 2024 -Winter Park, FL According to FINRA records, StoneX Financial discloses 68 sanctions imposed by securities regulators in the United States as well as several other…

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James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC
James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC 150 150 Robert Rex, Esq.

James Travis Flynn Investigation April 2024-Greer , SC/ Greenville, SC Over the past 5 years we have  successfully obtained significant damages for several dozen former customers of  James Travis Flynn,…

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Rex Securities Law Investment Fraud Attorney Investigates Nabil Bouab formerly with Amercan Portfolios Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Nabil Bouab formerly with Amercan Portfolios Financial Services 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Red Bank, NJ) Nabil Bouab Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Nabil Bouab: Name: Mr. Nabil Bouab Current Employer:…

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Rex Securities Law Investment Fraud Attorney Investigates John Freiburger a broker with Kestra Investment Services
Rex Securities Law Investment Fraud Attorney Investigates John Freiburger a broker with Kestra Investment Services 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Naperville, IL ) John Freiburger Investigation Summary Here’s what you need to know about Naperville, IL, stockbroker John Freiburger: Name: Mr. John Edward Freiburger Current Employer:…

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Rex Securities Law Investment Fraud Attorney Investigates David Kaiser a broker with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates David Kaiser a broker with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Cotopaxi, Colorado) David Kaiser Investigation Summary Here’s what you need to know about Cotopaxi, CO stockbroker David Kaiser: Name: Mr. David Lloyd Kaiser Current Employer: Cambridge…

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