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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Roger Nelson
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Roger Nelson 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Van Nuys, CA Here’s what you need to know about Van Nuys, CA, stockbroker Roger Nelson: Name: Mr. Roger Alan Nelson Current Employer: Wells Fargo…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TKC Wealth Management LLC and Landolt Securities Broker Lin (Lilly) Han
Rex Securities Law Investment Fraud Attorney Investigates TKC Wealth Management LLC and Landolt Securities Broker Lin (Lilly) Han 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Lin Han: Name: Lin Han CRD Number: 6781075 Current Employers: TKC Wealth Management LLC and Landolt…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Former Broker Ralph A. Jackson III
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Former Broker Ralph A. Jackson III 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Los Angeles, California Here’s what you need to know about Los Angeles, CA, advisor Ralph A. Jackson III: Name: Mr. Ralph A. Jackson III CRD Number: 1569213 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Stone a Financial Advisor with Stifel Nicolaus & Co.
Rex Securities Law Investment Fraud Attorney Investigates David Stone a Financial Advisor with Stifel Nicolaus & Co. 150 150 Robert Rex, Esq.

Last Updated: July 2025 (New York, NY & Miami, FL) Dave Stone Investigation Summary Here’s what you need to know about New York, NY & Miami, FL, stockbroker David Stone:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Osaic Wealth Broker Jody Ryan Vander Weide
Rex Securities Law Investment Fraud Attorney Investigates Former Osaic Wealth Broker Jody Ryan Vander Weide 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Grand Rapids, MI Here’s what you need to know about Grand Rapids, MI, former stockbroker Jody Ryan Vander Weide: Name: Jody Ryan Vander Weide Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Andrew Ciccone
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Andrew Ciccone 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Austin, TX Here’s what you need to know about Austin, TX, stockbroker Andrew Ciccone: Name: Andrew John Ciccone CRD Number: 6864958 Current Employer: Kestra Investment Services, LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Freiburger a broker with Kestra Investment Services
Rex Securities Law Investment Fraud Attorney Investigates John Freiburger a broker with Kestra Investment Services 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Naperville, IL ) John Freiburger Investigation Summary Here’s what you need to know about Naperville, IL, stockbroker John Freiburger: Name: Mr. John Edward Freiburger Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Adam Mahd a broker with MML Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Adam Mahd a broker with MML Investor Services 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Southfield, MI) Adam Mahd Investigation Summary Here’s what you need to know about Southfield, MI, stockbroker Adam Mahd: Name: Mr. Adam Mahd Current Employer: MML Investor…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Corporation Formerly a Broker Paul Hunter Battson
Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Corporation Formerly a Broker Paul Hunter Battson 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Boca Raton, FL Here’s what you need to know about Boca Raton, FL, former stockbroker Paul Battson: Name: Paul Hunter Battson CRD Number: 4256820 Current Status: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Maury Edward Lomax
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Maury Edward Lomax 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Mobile, AL Here’s what you need to know about Mobile, AL, stockbroker Maury Lomax: Name: Maury Edward Lomax CRD Number: 4389255 Current Employer: Morgan Stanley- Member of…

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