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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates VCS Venture Securities Broker Jonathan Miller

Rex Securities Law Investment Fraud Attorney Investigates VCS Venture Securities Broker Jonathan Miller 150 150 Robert Rex, Esq.

Last Updated: April 2025 (New York, NY) Jonathan Miller Investigation Summary Here’s what you need to know about New York, NY, stockbroker Jonathan J. Miller: Name: Mr. Jonathan J. Miller…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Matthew Lamb

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Matthew Lamb 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Melbourne, Florida) Matthew Lamb Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Matthew Lamb: Name: Mr. Matthew Claude Lamb Current Employer: LPL…

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Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Mark Elias

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Mark Elias 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Houston, TX) Mark Elias Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Mark Elias: Name: Mr. Mark Steven Elias Current Employer: UBS…

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Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Former Broker Helen Caldwell

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Former Broker Helen Caldwell 150 150 Robert Rex, Esq.

Last Updated: April 2025 — Chicago, IL Here’s what you need to know about Chicago, IL stockbroker Helen Grace Caldwell: Name: Helen Grace Caldwell Current Employer: Barred from acting as a…

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Rex Securities Law Investment Fraud Attorney Investigates Sigma Financial Corporation Former Broker Glenn A. Donnell

Rex Securities Law Investment Fraud Attorney Investigates Sigma Financial Corporation Former Broker Glenn A. Donnell 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Crystal River, FL Here’s what you need to know about Crystal River, FL stockbroker Glenn Allen Donnell: Name: Mr. Glenn Allen Donnell CRD Number: 2239397 Current Status: Not…

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Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Broker Stanley L. Crisci

Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Broker Stanley L. Crisci 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Indianapolis, IN Here’s what you need to know about Indianapolis, IN, stockbroker Stanley Crisci: Name: Mr. Stanley Lee Crisci Current Employer: RBC Capital Markets, LLC…

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Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Former Broker Mark L. Sullivan

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Former Broker Mark L. Sullivan 150 150 Robert Rex, Esq.

Last Updated: April 2025 – New York, NY Mark Sullivan Investigation Summary Here’s what you need to know about New York, NY, former stockbroker Mark Sullivan: Name: Mr. Mark Lawrence Sullivan…

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Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert L. Rose

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert L. Rose 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Tampa, FL Robert Rose Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Robert L. Rose: Name: Mr. Robert Lee Rose II Current…

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Rex Securities Law Investment Fraud Attorney Investigates Mutual of Omaha Investor Services Broker Thomas K. Kienow

Rex Securities Law Investment Fraud Attorney Investigates Mutual of Omaha Investor Services Broker Thomas K. Kienow 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Omaha, NE Thomas Kienow Investigation Summary Here’s what you need to know about Omaha, NE, stockbroker Thomas Keith Kienow: Name: Mr. Thomas Keith Kienow Current Employer: Mutual…

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Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Anthony Divalerio Jr.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Anthony Divalerio Jr. 150 150 Robert Rex, Esq.

Last Updated: April 2025 — Austin, Texas Here’s what you need to know about Austin, TX, stockbroker Anthony Divalerio Jr.: Name: Anthony J. Divalerio Jr. CRD Number: 1769652 Current Employer:…

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