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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gradient Securities Broker Formerly Nicholas Edward Stovall
Rex Securities Law Investment Fraud Attorney Investigates Gradient Securities Broker Formerly Nicholas Edward Stovall 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Arden Hills, MN Here’s what you need to know about Arden Hills, MN stockbroker Nicholas Edward Stovall: Name: Mr. Nicholas Edward Stovall Current Employer: Barred…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Commonwealth Financial Network Broker Kevin O’Sullivan
Rex Securities Law Investment Fraud Attorney Investigates Commonwealth Financial Network Broker Kevin O’Sullivan 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Quincy, MA Here’s what you need to know about Quincy, MA, stockbroker Kevin O’Sullivan: Name: Mr. Kevin Patrick O’Sullivan Current Employer: Commonwealth Financial Network Prior Employers: Lincoln Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Former Broker Christopher W. Polimeni
Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Former Broker Christopher W. Polimeni 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Irvine, CA Here’s what you need to know about Irvine, CA stockbroker Christopher W. Polimeni: Name: Mr. Christopher W. Polimeni Current Employer: LPL Financial Prior Employers: Western International…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates EFG Capital International Former Broker Carlos Palacios Pazos
Rex Securities Law Investment Fraud Attorney Investigates EFG Capital International Former Broker Carlos Palacios Pazos 150 150 Robert Rex, Esq.

Last Updated: July 2025 Carlos Palacios Pazos Investigation Summary Here’s what you need to know about former Lima, Peru/ Miami, FL -based broker Carlos Alberto Palacios Pazos: Name: Mr. Carlos A. Palacios Pazos…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independence Capital Co. Broker David Toetz
Rex Securities Law Investment Fraud Attorney Investigates Independence Capital Co. Broker David Toetz 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Parma, OH Here’s what you need to know about Parma, OH, stockbroker David W. Toetz: Name: Mr. David William Toetz Current Employer: Independence Capital Co., Inc. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Lerner Associates Broker Maxim Tulupnikoff
Rex Securities Law Investment Fraud Attorney Investigates David Lerner Associates Broker Maxim Tulupnikoff 150 150 Robert Rex, Esq.

Last Updated: July 2025 Maxim Tulupnikoff Investigation Summary Here’s what you need to know about Westport, CT, financial advisor Maxim Tulupnikoff: Name: Maxim Tulupnikoff Current Employers: David Lerner Associates, Inc. & Spirit…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Trey Andrew Toifel
Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Trey Andrew Toifel 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Fairhope, AL Here’s what you need to know about Fairhope, AL, stockbroker Trey Toifel: Name: Trey Andrew Toifel CRD Number: 5830403 Current Employers: Cetera Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Todd Allen Leightey
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Todd Allen Leightey 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Upper Sandusky, OH Here’s what you need to know about Upper Sandusky, OH stockbroker Todd Allen Leightey: Name: Mr. Todd Allen Leightey Current Employer: Northwestern Mutual Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Former Broker Jose Antonio Navarro
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Former Broker Jose Antonio Navarro 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Los Angeles, CA Here’s what you need to know about Los Angeles, CA stockbroker Jose Antonio Navarro: Name: Mr. Jose Antonio Navarro Current Employer: Suspended by FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Anthony King
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Anthony King 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Clayton, MO Here’s what you need to know about Clayton, MO stockbroker Anthony King: Name: Mr. Anthony King Current Employer: UBS Financial Services Inc. Function: Stockbroker / Financial…

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