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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Fromer Broker Derek Copeland
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Fromer Broker Derek Copeland 150 150 Robert Rex, Esq.

Last Updated: April 2025, Charlotte, NC Derek Copeland Investigation Summary Here’s what you need to know about Charlotte, NC, stockbroker Derek Copeland: Name: Derek Lee Copeland Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Former Broker Thomas Francis Clark
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Former Broker Thomas Francis Clark 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Vienna, VA Thomas Clark Investigation Summary Here’s what you need to know about Vienna, VA, former stockbroker Thomas Clark: Name: Mr. Thomas Francis Clark Current Status: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Former Broker Kieran J. Loughran
Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Former Broker Kieran J. Loughran 150 150 Robert Rex, Esq.

Last Updated: April 2025 – New York, NY Kieran Loughran Investigation Summary Here’s what you need to know about New York, NY, former stockbroker Kieran Loughran: Name: Mr. Kieran John Loughran…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Cameron Woodbury
Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Cameron Woodbury 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Apple Valley, CA Cameron Woodbury Investigation Summary Here’s what you need to know about Apple Valley, CA, stockbroker Cameron Joseph Woodbury: Name: Cameron Joseph Woodbury CRD…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Questar Capital Corporation Former Broker Perry C. Santillo Jr.
Rex Securities Law Investment Fraud Attorney Investigates Questar Capital Corporation Former Broker Perry C. Santillo Jr. 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Rochester, NY Perry Santillo Jr. Investigation Summary Here’s what you need to know about Rochester, NY, former stockbroker Perry C. Santillo Jr.: Name: Mr. Perry C.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Associates Broker Richard B. Swift
Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Associates Broker Richard B. Swift 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Columbus, GA Richard Swift Investigation Summary Here’s what you need to know about Columbus, GA, stockbroker Richard B. Swift: Name: Mr. Richard Boyd Swift Current Employer: Raymond…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Stephen R. Smith
Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Stephen R. Smith 150 150 Robert Rex, Esq.

Last Updated: April 2025 — Fort Myers, FL Here’s what you need to know about Fort Myers, FL, stockbroker Stephen R. Smith: Name: Mr. Stephen Richard Smith Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Brett Alexander Wooten
Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Brett Alexander Wooten 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Smyrna, GA Brett Wooten Investigation Summary Here’s what you need to know about Smyrna, GA, stockbroker Brett Wooten: Name: Brett Alexander Wooten CRD Number: 5928719 Function: Stockbroker /…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker David M. Reyes
Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker David M. Reyes 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Farmingdale, NY David Reyes Investigation Summary Here’s what you need to know about Farmingdale, NY, financial advisor David M. Reyes: Name: David M. Reyes CRD Number: 5330710…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Vita Intellectus Former Registered Investment Advisor Moghis U. Mohammad (Maurice Uddin)
Rex Securities Law Investment Fraud Attorney Investigates Vita Intellectus Former Registered Investment Advisor Moghis U. Mohammad (Maurice Uddin) 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Kirkland, WA Moghis Mohammad Investigation Summary Here’s what you need to know about Kirkland, WA, financial advisor Maurice Uddin: Name: Moghis Uddin Mohammad CRD Number: 4912020 Function: Stockbroker…

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