Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sigma Financial Corporation Former Broker Patrick Michael Kelly
Rex Securities Law Investment Fraud Attorney Investigates Sigma Financial Corporation Former Broker Patrick Michael Kelly 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Highlands Ranch, CO Here’s what you need to know about Highlands Ranch, CO stockbroker Patrick Michael Kelly: Name: Mr. Patrick Michael Kelly Current Employer: Not currently registered…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wedbush Securities Broker Raymond W. Chow
Rex Securities Law Investment Fraud Attorney Investigates Wedbush Securities Broker Raymond W. Chow 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Elk Grove, CA Here’s what you need to know about Elk Grove, CA stockbroker Raymond W. Chow: Name: Mr. Raymond Wyman Chow Current Employer: Wedbush Securities Inc.…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Ryan Ray Barnhill
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Ryan Ray Barnhill 150 150 Robert Rex, Esq.

Last Updated: May 2025 – San Diego, CA Here’s what you need to know about San Diego, CA stockbroker Ryan Ray Barnhill: Name: Mr. Ryan Ray Barnhill Current Employer: LPL Financial LLC…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kingswood Capital Partners Phillip Former Broker Curtis Anderson
Rex Securities Law Investment Fraud Attorney Investigates Kingswood Capital Partners Phillip Former Broker Curtis Anderson 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Roseville, CA Here’s what you need to know about Roseville, CA stockbroker Phillip Curtis Anderson: Name: Mr. Phillip Curtis Anderson Current Employer: Suspended by FINRA 5/19/2025-10/18/2025 Prior…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Shannon Dwain Moore
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Shannon Dwain Moore 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Jefferson City, TN Here’s what you need to know about Jefferson City, TN stockbroker Shannon Dwain Moore: Name: Mr. Shannon Dwain Moore Current Employer: LPL Financial LLC…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Aishka O. Lugo
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Aishka O. Lugo 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Tampa, FL Here’s what you need to know about Tampa, FL stockbroker Aishka O. Lugo: Name: Ms. Aishka O. Lugo Current Employer: UBS Financial Services Inc. Prior…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Landolt Securities Former Broker with Paul Thomas Pavelski
Rex Securities Law Investment Fraud Attorney Investigates Landolt Securities Former Broker with Paul Thomas Pavelski 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Barrington, IL Here’s what you need to know about Barrington, IL stockbroker Paul Thomas Pavelski: Name: Mr. Paul Thomas Pavelski Current Employer: Morgan Stanley Prior Employers: Landolt Securities,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Osaic Institutions, Inc. (formerly Infinex Investments) Broker John Pigeon
Rex Securities Law Investment Fraud Attorney Investigates Osaic Institutions, Inc. (formerly Infinex Investments) Broker John Pigeon 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Fall River, MA Here’s what you need to know about Fall River, MA stockbroker John Pigeon: Name: Mr. John Lester Pigeon Current Employer: Osaic Institutions, Inc. Prior…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Stephen Smith
Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Stephen Smith 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Fort Myers, FL Here’s what you need to know about Fort Myers, FL stockbroker Stephen Smith: Name: Mr. Stephen Richard Smith Current Employer: Cetera Investment Services…

read more
  • Robert Rex, Esq.

Daniel Staudacher-Worth Financial Group Broker-Discloses 2 Regulatory Events, a Customer Dispute and a Tax Lien-Dallas, TX
Daniel Staudacher-Worth Financial Group Broker-Discloses 2 Regulatory Events, a Customer Dispute and a Tax Lien-Dallas, TX 150 150 Robert Rex, Esq.

May 2025- Dallas, TX The FINRA records of Daniel W. Staudacher, a broker currently registered with Worth Financial Group, disclose 2 regulatory events, a customer dispute and a pending IRS lien.…

read more
Enter your
text here

You cannot copy content of this page