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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Bryan Corona

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Bryan Corona 150 150 Robert Rex, Esq.

Last Updated: March 2025 Bryan S. Corona Investigation Summary Here’s what you need to know about former stockbroker Bryan S. Corona: Name: Mr. Bryan Scott Corona Current Status: Not currently registered Prior…

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Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Brent Schmidt

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Brent Schmidt 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Delano, MN Brent Schmidt Investigation Summary Here’s what you need to know about Delano, MN, stockbroker Brenton C. Schmidt: Name: Mr. Brenton Charles Schmidt Current Employer: Cetera…

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Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Former Broker David B. Moore

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Former Broker David B. Moore 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Palm Beach Gardens, FL David B. Moore Investigation Summary Here’s what you need to know about Palm Beach Gardens, FL, former stockbroker David B. Moore:…

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Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Brion Harris

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers Broker Brion Harris 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Annapolis, MD Brion Harris Investigation Summary Here’s what you need to know about Annapolis, MD, stockbroker Brion Harris: Name: Mr. Brion Patrick Harris Current Employer: Cetera Investment…

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Rex Securities Law Investment Fraud Attorney Investigates Voya Financial Advisors Former Broker Jim Knee

Rex Securities Law Investment Fraud Attorney Investigates Voya Financial Advisors Former Broker Jim Knee 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Concord, NH James E. Knee Investigation Summary Here’s what you need to know about Concord, NH, former stockbroker James E. Knee: Name: Mr. James Edward Knee…

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Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Former Broker Richard R. McCloskey

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Former Broker Richard R. McCloskey 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Newport Beach, CA Richard R. McCloskey Investigation Summary Here’s what you need to know about Newport Beach, CA, former stockbroker Richard R. McCloskey: Name: Mr. Richard…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Eddie Corbett

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Eddie Corbett 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Winter Park, FL Edward Corbett Investigation Summary Here’s what you need to know about Winter Park, FL, stockbroker Edward Corbett: Name: Mr. Edward John Corbett Current…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Daniel Hamlet

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Daniel Hamlet 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Fairmont, MN Here’s what you need to know about Fairmont, MN, stockbroker Daniel Edward Hamlet: Name: Mr. Daniel Edward Hamlet Current Employer: LPL Financial LLC, Convergence Financial…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Luke Ellis

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Luke Ellis 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Fort Mill, SC Here’s what you need to know about Fort Mill, SC, stockbroker Luke Ellis: Name: Mr. Luke Ellis Current Employer: LPL Financial LLC Prior Employer: Equitable…

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[INVESTOR ALERT] Texas Regulators Issue Disciplinary Order vs. San Antonio Wealth, LLC

[INVESTOR ALERT] Texas Regulators Issue Disciplinary Order vs. San Antonio Wealth, LLC 150 150 Robert Rex, Esq.

Last Updated:  March 2025 (San Antonio, Texas) Texas State Securities Board Issues Disciplinary Order vs. San Antonio Wealth, LLC. In a Disciplinary Order dated March 12, 2025, The Texas State…

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