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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker James Mariana
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker James Mariana 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Mineola, NY Here’s what you need to know about Mineola, NY, stockbroker James J. Mariani: Name: Mr. James J. Mariani Currently Registered: No- Suspended by FINRA Previous…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Craig Brinton
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Craig Brinton 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Monterey, CA Craig Brinton Investigation Summary Here’s what you need to know about Monterey, CA, stockbroker Craig Brinton: Name: Craig Brinton Current Employer: Merrill Lynch, Pierce, Fenner…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Donald L. Hansen Jr.
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Donald L. Hansen Jr. 150 150 Robert Rex, Esq.

Last Updated: April 2025 | San Francisco, CA Donald Hansen Investigation Summary Here’s what you need to know about San Francisco, CA, financial advisor Donald L. Hansen Jr.: Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Former Broker Ryan Clayton
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Former Broker Ryan Clayton 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Roanoke, VA Ryan Clayton Investigation Summary Here’s what you need to know about Roanoke, VA, stockbroker Ryan Clayton: Name: Mr. Ryan D. Clayton Current Status: Barred by…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Peter T. Johns
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Peter T. Johns 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Boston, MA Peter T. Johns Investigation Summary Here’s what you need to know about Boston, MA, stockbroker Peter T. Johns: Name: Mr. Peter Thomas Johns Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Steven Susoeff
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Steven Susoeff 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Henderson, NV Steven Susoeff Investigation Summary Here’s what you need to know about Henderson, NV, former stockbroker Steven Susoeff: Name: Mr. Steven James Susoeff Current Status: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Spartan Capital Securities Broker Michael J. Russo
Rex Securities Law Investment Fraud Attorney Investigates Former Spartan Capital Securities Broker Michael J. Russo 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Garden City, NY) Michael J. Russo Investigation Summary Here’s what you need to know about Garden City, NY, stockbroker Michael J. Russo: Name: Mr. Michael Joseph…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joel Floyd Woods formerly with Concorde Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Joel Floyd Woods formerly with Concorde Investment Services 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Fort Worth, TX ) Joel Floyd Woods Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker Joel Floyd Woods: Name: Mr. Joel…

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  • ER

Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX
Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX 150 150 ER

Travis Eiland/ Avantax Wealth Management Investigation April 2025-Baytown, TX  According to publicly available records Travis Eiland a currently unregistered broker who last worked for Avantax Wealth Management (formerly H.D. Vest,…

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  • Robert Rex, Esq.

Alvery Bartlett- Former Aegis Capital Broker-Millions Paid to Disgruntled Customers -St. Louis, MO
Alvery Bartlett- Former Aegis Capital Broker-Millions Paid to Disgruntled Customers -St. Louis, MO 150 150 Robert Rex, Esq.

April 2025 – St. Louis, MO According to publicly available records  Alvery Anthony Bartlett, Jr. (CRD#13975), a previously registered stockbroker who was last employed by Aegis Capital and who previously…

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