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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Rodney Wayne Rich Jr.

Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Rodney Wayne Rich Jr. 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Bellevue, WA Rodney Rich Jr. Investigation Summary Here’s what you need to know about Bellevue, WA, stockbroker Rodney Wayne Rich Jr.: Name: Mr. Rodney Wayne Rich…

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Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Jim Landers

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Jim Landers 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Nashville, TN James Landers Investigation Summary Here’s what you need to know about Nashville, TN, financial advisor Jim Landers: Name: James Daniel Landers CRD Number: 4545380 Function: Stockbroker…

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Rex Securities Law Investment Fraud Attorney Investigates Travis Hudak formerly with Transitional Broker

Rex Securities Law Investment Fraud Attorney Investigates Travis Hudak formerly with Transitional Broker 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Draper, Utah) Travis Hudak Investigation Summary Here’s what you need to know about former Draper, Utah, stockbroker Travis Hudak: Name: Mr. Travis John Hudak Current Employer: …

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Rex Securities Law Investment Fraud Attorney Investigates Daniel Tuan Kien Loy formerly with Voya Financial Advisors

Rex Securities Law Investment Fraud Attorney Investigates Daniel Tuan Kien Loy formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Milpitas, CA ) Tuan Kien Loy Investigation Summary Here’s what you need to know about Milpitas, CA, stockbroker Daniel Tuan Kien Loy: Name: Mr. Daniel Tuan…

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Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer Former Broker Gary S. Costello

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer Former Broker Gary S. Costello 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Boca Raton, FL Gary S. Costello Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Gary S. Costello: Name: Mr. Gary Steven…

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Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Tom Holly (formerly with Wachovia Securities)

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Tom Holly (formerly with Wachovia Securities) 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Boca Raton, FL John Holly Sr. Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker John T. Holly Sr.: Name: John Thomas…

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Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli 150 150 Robert Rex, Esq.

Last Updated: April 2025 | New York, NY Michael Gimeli Investigation Summary Here’s what you need to know about New York, NY, stockbroker Michael R. Gimeli: Name: Michael Raymond Gimeli Current…

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Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Formerly Michael Fasciglione

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Formerly Michael Fasciglione 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Garden City, NY Here’s what you need to know about Garden City, NY, stockbroker Michael Fasciglione: Name: Michael Fasciglione Current Employer: Barred by FINRA Prior Employers: Aegis Capital…

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Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Sergio M. Rovner

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Sergio M. Rovner 150 150 Robert Rex, Esq.

Last Updated: April 2025 | New York, NY Sergio M. Rovner Investigation Summary Here’s what you need to know about New York, NY, stockbroker Sergio M. Rovner: Name: Mr. Sergio M.…

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Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gilbert Kuta

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gilbert Kuta 150 150 Robert Rex, Esq.

Last Updated: April 2025 — Timonium, MD Here’s what you need to know about Timonium, MD stockbroker Gilbert Anthony Kuta: Name: Gilbert Anthony Kuta Current Employer: Aegis Capital Corp. (CRD#…

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