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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Erik Pinter a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Erik Pinter a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Appleton, WI) Erik Pinter Investigation Summary Here’s what you need to know about Appleton, WI, stockbroker Erik Pinter: Name: Mr. Erik C. Pinter Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Randy Redd a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Randy Redd a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Chandler, AZ) Randy Redd Investigation Summary Here’s what you need to know about Chandler, AZ, stockbroker Randy Redd: Name: Mr. Randy Dean Redd Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Eric Reed a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Eric Reed a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Alexandria, Louisiana) Eric Reed Investigation Summary Here’s what you need to know about Alexandria, LA, stockbroker Eric Reed: Name: Mr. Eric Jay Reed Current Employer: LPL…

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  • ER

Bob Boschke- Former CFD Investments Broker-Discloses 3 Terminations From Employment-St. Germain, WI
Bob Boschke- Former CFD Investments Broker-Discloses 3 Terminations From Employment-St. Germain, WI 150 150 ER

Bob Boschke Investigation April 2024- St. Germain, WI The FINRA records of  Robert “Bob” Boschke,   a  stockbroker previously employed by  CFD Investments, Inc.  and LPL Financial disclose  two regulatory actions and 3…

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  • ER

Scott Bremus- Former LPL Broker- Discloses Customer Suit and Termination of Employment- Dacula, GA
Scott Bremus- Former LPL Broker- Discloses Customer Suit and Termination of Employment- Dacula, GA 150 150 ER

Scott Bremus Investigation April 2024- Dacula, GA According to publicly available records Scott Bremus,  a broker previously registered with LPL Financial discloses 2 regulatory events, 2 final customer disputes and…

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  • Robert Rex, Esq.

Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX
Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX 150 150 Robert Rex, Esq.

April 2024 – Beaumont, Texas TEXAS STATE SECURITIES BOARD SUSPENSION-On January 30, 2018 Texas Securities State Securities Board (TSSB) Commissioner Travis J. Iles entered a Disciplinary Order  suspending Jason N. Anderson,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brian Hinson formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Brian Hinson formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Huntsville, Alabama) Brian Hinson Investigation Summary Here’s what you need to know about Huntsville, Alabama, stockbroker Brian Hinson: Name: Mr. Brian Troy Hinson Current Employer: Registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Andrew Ross formerly with LPL Financial & Lincoln Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Andrew Ross formerly with LPL Financial & Lincoln Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Waltham, MA) Andrew Ross Investigation Summary Here’s what you need to know about Waltham, MA, stockbroker Andrew Ross: Name: Mr. Andrew J. Ross Current Employer: Registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Dougherty formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates John Dougherty formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Conshohocken/ Blue Bell, PA) John Dougherty Investigation Summary Here’s what you need to know about Conshohocken/ Blue Bell, PA, stockbroker John Dougherty: Name: Mr. John Aloysius…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bruce Edward Miller formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Bruce Edward Miller formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Fort Mill, South Carolina) Bruce Miller Investigation Summary Here’s what you need to know about Fort Mill, SC, stockbroker Bruce Miller: Name: Mr. Edward Bruce Miller…

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