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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Burns formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Mark Burns formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Chico, CA) Mark Burns Investigation Summary Here’s what you need to know about Chico, CA, stockbroker Mark Burns: Name: Mr. Mark Carey Burns Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Hillsboro, Oregon) Damon Mapes Investigation Summary Here’s what you need to know about Hillsboro, OR stockbroker Damon Mapes: Name: Mr. Damon Merrill Mapes Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities
Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Vernal, Utah) Joshua Cook Investigation Summary Here’s what you need to know about Vernal, UT, stockbroker Joshua Cook: Name: Mr. Joshua R. Cook Current Employer: Suspended…

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  • Robert Rex, Esq.

LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III
LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III 150 150 Robert Rex, Esq.

March 2024 Update– See this for our investigation of LPL and some of their brokers.    UPDATE Jan 2017– LPL Financial  ordered to pay up to $3.7 million in restitution…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kiran Devarapalli formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Kiran Devarapalli formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2024 (East Brunswick, NJ) Kiran Devarapalli Investigation Summary Here’s what you need to know about East Brunswick, NJ, stockbroker Kiran Devarapalli: Name: Mr. Kiran Kumar Devarapalli Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Cavaliere a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Thomas Cavaliere a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Overland Park, KS ) Thomas Cavaliere Investigation Summary Here’s what you need to know about Overland Park, KS,  stockbroker Thomas Cavaliere, III: Name:  Mr. Thomas A.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Kearneysville, WV) Cody Roos Investigation Summary Here’s what you need to know about Kearneysville, WV, stockbroker Cody Roos: Name: Mr. Cody Robert Roos Current Employer: Currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Rudio formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Michael Rudio formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Atlanta, GA) Michael Rudio Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Michael Rudio: Name: Mr. Michael Christopher Rudio Current Employer: Purshe…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ian Geeves formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Ian Geeves formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Carlsbad, CA) Ian Geeves Investigation Summary Here’s what you need to know about Carlsbad, CA, stockbroker Ian Geeves: Name: Mr. Ian A. Geeves Current Employer: Not…

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  • Robert Rex, Esq.

Former Customer of H. Beck ( now called Grove Point Investments) Broker Rick Poston-Brings $300K Suit For Unsuitable Alternative Investments-Plano, TX
Former Customer of H. Beck ( now called Grove Point Investments) Broker Rick Poston-Brings $300K Suit For Unsuitable Alternative Investments-Plano, TX 150 150 Robert Rex, Esq.

January 2024-Plano, TX  The FINRA records of  Richard  (“Rick”) E. Poston ,  a  stockbroker who last worked for H. Beck (now known as Grove Point Investments) in Plano, TX, discloses a pending…

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