April 2018 Update-Berger pleads guilty to fraud.
July 30, 2015
Brian Michael Berger of Fort Lauderdale, FL, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he failed to cooperated with a FINRA investigation into allegations that Berger had misappropriated funds from elderly customers while registered with Wells Fargo Advisors and MetLife Securities.
Berger was barred from the securities industry. According to FINRA records he was registered as follows:
- Newbridge Securities 4/2015-6/2015
- MetLife Securities 7/2014-4/2015
- Wells Fargo Advisors 7/2010-7/2014
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900