Barry George Hartman , entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he engaged in outside business activities without providing written notice to his member firm FSC Securities Corporation. In addition, according to the AWC, Hartman participated in private securities transactions without obtaining the required approval of FSC Securities.
AWC No. 2015044671601
Barry Hartman was permanently barred from the securities industry. According to FINRA records, Hartman was registered with FSC Securities in Missoula, MT., from 2/2002-3/2015, and there are 4 pending and 11 final customer disputes disclosed on his FINRA record.
If you lost money as a result of an account handled by Barry Hartman, you may be entitled to damages from his former employer.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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