Last Updated: November 2025 — Tampa, FL Here’s what you need to know about Tampa, FL stockbroker Ian McElreath: Name:Ian Christopher McElreath. Current Employer:None —Not currently registered with a brokerage firm.…
read moreLast Updated: November 2025 — Rockville, MD Here’s what you need to know about Rockville, MD stockbroker Luke Lannister: Name: Luke Foster Lannister Alias: Lucas Foster Seward, Lucas Seward Current Employer: Suspended…
read moreLast Updated: October 2025 — Wayzata, MN Here’s what you need to know about Wayzata, MN stockbroker Trey Whipple III: Name: Lawrence Aloysius Whipple III Alias: Lawrence A. Whipple III ,…
read moreLast Updated: November 2025 — Patterson, CA Here’s what you need to know about Patterson, CA stockbroker Philip F. Chao: Name: Philip Fu-Pei Chao Current Employer: Cetera Wealth Services, LLC (FINRA broker;…
read moreLast Updated: November 2025 — Evanston, IL Here’s what you need to know about Evanston, IL stockbroker Michael J. Collins: Name: Michael Jason Collins. Current Employer: Kingsbury Capital Investment Advisors, LLC —…
read moreLast Updated: November 2025 (Dallas, TX) Scott Blackman Investigation Summary Here’s what you need to know about Dallas, Texas stockbroker Scott Blackman: Name: Mr. Scott Howard Blackman Current Employer: Not…
read moreLast Updated: November 2025 (Diamond Bar, CA ) Joyce An Thomas Investigation Summary Here’s what you need to know about Diamond Bar, CA, stockbroker Joyce An Thomas: Name: Ms. Joyce…
read moreLast Updated: November 2025 (Morrison, IL) Nathan Wells Investigation Summary Here’s what you need to know about Morrison, IL, stockbroker Natan Wells: Name: Mr. Nathan Cole Wells Current Employer: Cetera…
read moreLast Updated: November 2025, Boca Raton, FL/ New York. NY Helen Rothlein Investigation Summary Here’s what you need to know about Boca Raton, FL / New York, NY, , stockbroker…
read moreLast Updated: November 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Patrick W. Lam: Name:Patrick Wang Lam Current Employer:Emerson Equity LLC (CRD #130032) —…
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