Last Updated: April 2026 — San Antonio, TX Here’s what you need to know about San Antonio, TX stockbroker Stephen Scott: Name: Stephen Charles Scott Current Employer: Morgan Stanley Prior Firms: AXA Advisors,…
read moreLast Updated: April 2026 — Safety Harbor, FL Here’s what you need to know about Safety Harbor, FL stockbroker Chris Mavrakos: Name: Christ Mavrakos Alias: Chris Mavrakos, Christopher Mavrakos Current Employer: LPL…
read moreLast Updated: April 2026 — Valley Village, CA Here’s what you need to know about Valley Village, CA stockbroker Richard Brown: Name: Richard Raymond Brown Current Employer: Arete Wealth Advisors, LLC; Arete…
read moreApril 2026 – St. Louis, MO According to publicly available records Alvery Anthony Bartlett, Jr. (CRD#13975), a stockbroker who was last employed by Aegis Capital and who previously worked for Arete…
read moreLast Updated: April 2026, Annapolis, MD Here’s what you need to know about Annapolis, MD, stockbroker Jeffrey J. Furniss: Name: Mr. Jeffrey John Furniss CRD Number: 4888498 Current Employer: LPL…
read moreLast Updated: April 2026 (Boca Raton, FL) Greg McLeod Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Greg McLeod: Name: Mr. Gregory Malcolm McLeod Current…
read moreLast Updated: April 2026 (Sarasota, Florida) Mitchell Walk Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Mitchell Walk: Name: Mr. Mitchell Brian Walk Current Employer: Kestra…
read moreLast Updated: April 2026, Houston, TX Here’s what you need to know about Houston, TX, stockbroker Garry R. Martin: Name: Mr. Garry Robert Martin CRD Number: 1362164 Current Employers: LPL…
read moreLast Updated: April 2026 (Winter Park, FL ) Samuel Jacobs Investigation Summary Here’s what you need to know about Winter Park, FL, stockbroker Samuel Jacobs: Name: Mr. Samuel Jordan Jacobs…
read moreLast Updated: April 2026– Omaha, NE Here’s what you need to know about Omaha, NE stockbroker Danny Kay Davis: Name: Mr. Danny Kay Davis Alias: Dan Davis Current Employer: Not Currently…
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