Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Dempsey Lord Smith Broker Joel Goldberg, CPA
Rex Securities Law Investment Fraud Attorney Investigates former Dempsey Lord Smith Broker Joel Goldberg, CPA 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Dalton, GA) Joel Goldberg Investigation Summary Here’s what you need to know about Dalton, GA Stockbroker Joel A. Goldberg: Name: Joel Ari Goldberg Current Employer: Not…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Mark Richards
Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Mark Richards 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Albuquerque, New Mexico) Mark Richards Investigation Summary Here’s what you need to know about Albuquerque (Tijeras) , NM , stockbroker Mark Richards: Name: Mr. Mark Wilkinson…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Betty Friant formerly with Wealthforge Securities LLC
Rex Securities Law Investment Fraud Attorney Investigates Betty Friant formerly with Wealthforge Securities LLC 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Washington, DC) Betty Friant Investigation Summary Here’s what you need to know about Washington, DC, stockbroker Betty Friant: Name: Elizabeth Learned Friant Current Employer: Not currently…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former American Trust Investment Services Broker Scot Barringer
Rex Securities Law Investment Fraud Attorney Investigates former American Trust Investment Services Broker Scot Barringer 150 150 Robert Rex, Esq.

Last Updated: February 2026 | Englewood, CO Here’s what you need to know about Englewood, CO, stockbroker Scot Barringer: Name: Mr. Scot Barringer Alias: Scott Barringer Current Employers: Chicago Capital Management…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Omohundro a broker with Alexander Capital
Rex Securities Law Investment Fraud Attorney Investigates Robert Omohundro a broker with Alexander Capital 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Atlanta, GA) Robert Omohundro Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Robert Omohundro: Name: Mr. Robert Lloyd Omohundro Current Employer: Alexander…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Edward Jones Brokerr Reuben Brown- Clover Capital
Rex Securities Law Investment Fraud Attorney Investigates Former Edward Jones Brokerr Reuben Brown- Clover Capital 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Southlake, Texas) Reuben Brown Investigation Summary- Clover Capital Here’s what you need to know about Southlake, Texas, former stockbroker Reuben Brown: Name: Mr. Reuben Lamont Brown…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Farmers Financial Solutions Former Broker Jeffrey Alan Arbeit
Rex Securities Law Investment Fraud Attorney Investigates Farmers Financial Solutions Former Broker Jeffrey Alan Arbeit 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Austin, TX Here’s what you need to know about Austin, TX, former stockbroker Jeffrey Alan Arbeit: Name: Mr. Jeffrey Alan Arbeit CRD Number: 6603428 Current Status: Barred by…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Amanda Wiggins
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Amanda Wiggins 150 150 Robert Rex, Esq.

Last Updated: January 2026 – Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Amanda Wiggins: Name: Ms. Amanda Nicole Wiggins ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ Prior Employer: Fidelity Brokerage Services LLC ​ Function: Stockbroker / Financial Advisor Aliases: Amanda Nicole Sosa…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Mark Connolly
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Mark Connolly 150 150 Robert Rex, Esq.

Last Updated: January 2026– Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Mark Connolly: Name: Mr. Mark Christopher Connolly ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employer: A.G. Edwards & Sons, Inc. ​ Function: Stockbroker / Financial Advisor Aliases: Mark C. Connolly, Mark Connolly ​ Primary Location: Fort Worth, TX ​…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Donna Bromfield-Day
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Donna Bromfield-Day 150 150 Robert Rex, Esq.

Last Updated: January 2026, Fort Worth, TX Donna Bromfield‑Day Investigation Summary Here’s what you need to know about Fort Worth, TX, stockbroker Donna Bromfield‑Day: Name: Ms. Donna Patrice Bromfield‑Day ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employers: Morgan Stanley; Morgan Keegan & Company ​ Function: Stockbroker / Financial Advisor Aliases: Donna P. Bromfield‑Day, Donna Bromfield‑Day ​ Primary Location: Fort Worth, TX ​…

read more
Enter your
text here

You cannot copy content of this page