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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Alegria, a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Robert Alegria, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Miami, FL Here’s what you need to know about Miami, FL stockbroker Robert D. Alegria: Name: Robert D. Alegria Current Employer: Morgan Stanley (registered since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Allison Jean Terlip, formerly a Broker with Ameritas Investment Company
Rex Securities Law Investment Fraud Attorney Investigates Allison Jean Terlip, formerly a Broker with Ameritas Investment Company 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Navarre, FL Here’s what you need to know about Navarre, FL stockbroker Allison Jean Terlip: Name: Allison Jean Terlip Aliases: Allison Terlip Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kevin Dooley, a Broker with Equitable Advisors
Rex Securities Law Investment Fraud Attorney Investigates Kevin Dooley, a Broker with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Miami, FL Here’s what you need to know about Miami, FL stockbroker Kevin Dooley: Name: Kevin Thomas Dooley Current Employer: Equitable Advisors, LLC (registered since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Frager an advisor with Willow Cove Investment Group
Rex Securities Law Investment Fraud Attorney Investigates Michael Frager an advisor with Willow Cove Investment Group 150 150 Robert Rex, Esq.

Last Updated: April 2026 (La Jolla, CA) Michael Frager Investigation Summary Here’s what you need to know about La Jolla, CA, financial advisor Michael Frager: Name: Mr. Michael Raymond Frager…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ben Sweeney, a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Ben Sweeney, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Dallas, TX Here’s What You Need to Know About Dallas, TX Stockbroker Ben Sweeney Name: Benjamin Joseph Sweeney Aliases: Ben Sweeney, Benjamin J. Sweeney Current Employer: Morgan…

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  • Robert Rex, Esq.

$500,000 Complaint Targets Truist Advisor Ignacio Carlos Tejera Over High-Risk NorthStar Investments
$500,000 Complaint Targets Truist Advisor Ignacio Carlos Tejera Over High-Risk NorthStar Investments 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Coral Gables, FL Ignacio Carlos Tejera (CRD# 4422696) of Truist Investment Services, Inc., has accumulated three customer disputes on his FINRA BrokerCheck record, and a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Carter D. Mansbach formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Carter D. Mansbach formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Jupiter, FLA ) Carter Mansbach Investigation Summary Here’s what you need to know about Jupiter, FLA, stockbroker Carter Mansbach: Name: Mr. Carter David Mansbach Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shaun Stein formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Shaun Stein formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Jersey City, NJ) Shaun Stein Investigation Summary Here’s what you need to know about Jersey City, NJ, stockbroker Shaun Stein: Name: MR. Shaun Evan Stein Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Savannah, GA) Wally Less Investigation Summary Here’s what you need to know about Savannah, GA, stockbroker Wally Less: Name: Mr. Wally Steven Less Current Employer: Not…

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  • ER

Suzanne Charrin- Former Woodbury Financial Services Broker-Barred From Securities Industry by Regulators -Greenwood, CO
Suzanne Charrin- Former Woodbury Financial Services Broker-Barred From Securities Industry by Regulators -Greenwood, CO 150 150 ER

Suzanne Charrin Investigation April 2026-Greenwood, CO  According to publicly available records Suzanne Charrin, a former broker who last worked for Woodbury Financial Services,  discloses a final regulatory matter resulting in a…

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