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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Jeffrey N. Vanover
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Jeffrey N. Vanover 150 150 Robert Rex, Esq.

Last Updated:  March 2026 (Lufkin, Texas) Jeffrey Vanover Investigation Summary Here’s what you need to know about Lufkin, Texas, stockbroker Jeffrey Vanover: Name:  Mr. Jeffrey Neal Vanover Current Employer: Momentum…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Matt Romeo an Advisor with Everhart Advisors
Rex Securities Law Investment Fraud Attorney Investigates Matt Romeo an Advisor with Everhart Advisors 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Dublin, OH) Matt Romeo Investigation Summary Here’s what you need to know about Dublin, OH, registered investment advisor Matt Romeo: Name: Mr. Matthew James Romeo Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Thomas E. Kelly Jr.
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Thomas E. Kelly Jr. 150 150 Robert Rex, Esq.

Last updated: March 2026 — New York, NY Here’s what you need to know about Thomas E. Kelly Jr. (New York, NY) Name: Thomas Edison Kelly, Jr. Currently registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Lake Mary, FL Here’s what you need to know about Lake Mary, FL stockbroker Mitchell A. Arnold: Name: Mitchell Allen Arnold Current Employer: LPL Financial LLC (Since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark P. Kissinger, Broker with NYLIFE Securities LLC
Rex Securities Law Investment Fraud Attorney Investigates Mark P. Kissinger, Broker with NYLIFE Securities LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Frisco, TX Here’s what you need to know about Frisco, TX stockbroker Mark P. Kissinger: Name:Mark Perry Kissinger Current Employer: NYLIFE Securities LLC — 2600…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tim Sherer, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Tim Sherer, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last updated: March 2026 — Reno, NV Here’s what you need to know about Reno, NV stockbroker Tim Sherer: Name: Timothy John Sherer Current Employer: Emerson Equity LLC — Main office: 155…

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  • Robert Rex, Esq.

David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH
David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH 150 150 Robert Rex, Esq.

March 2026- Centerville, OH According to FINRA records, David Joseph Schmerber,  a  stockbroker who was  formerly employed by Cetera Advisors and LPL Financial Services, disclose settlement of a customer dispute. The…

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  • ER

Greg Koalska-Former Cambridge Investment Research Broker-Subject of 2 Regulatory Events & Termination of Employment-Oakdale, MN
Greg Koalska-Former Cambridge Investment Research Broker-Subject of 2 Regulatory Events & Termination of Employment-Oakdale, MN 150 150 ER

Greg Koalska Investigation March 2026- Oakdale, MN The FINRA records of  Greg Koalska,  a currently unregistered stock broker formerly employed by Cambridge Investment Research and KCD Financial ,  disclose 2 regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Steven Gessner of Wealth Planning Group
Rex Securities Law Investment Fraud Attorney Investigates Steven Gessner of Wealth Planning Group 150 150 Robert Rex, Esq.

Last Updated: March 2026 | Baltimore, MD Here’s what you need to know about Baltimore, MD, stockbroker Steven Gessner: Name: Mr. Steven Joseph Gessner Current Employer: Wealth Planning Group as…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jason Salmon formerly with WealthForge Securities
Rex Securities Law Investment Fraud Attorney Investigates Jason Salmon formerly with WealthForge Securities 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Torrance, CA) Jason Salmon Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Jason Salmon: Name: Mr. Jason Andrew Salmon Current Employer: FNEX…

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