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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Andrew Fairchild-Former Newbridge Securities Broker-Discloses 2 Regulatory Events & Termination-Parkland, FL.
Andrew Fairchild-Former Newbridge Securities Broker-Discloses 2 Regulatory Events & Termination-Parkland, FL. 150 150 Robert Rex, Esq.

April 2026-Parkland, FL  According to publicly available records,  Andrew Joseph Fairchild, a broker currently registered with  Independent Financial Group,  discloses 2 regulatory Events and a termination. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates C. Raymond Weldon formerly with Cetera Advisor Networks
Rex Securities Law Investment Fraud Attorney Investigates C. Raymond Weldon formerly with Cetera Advisor Networks 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Boca Raton, FL) C. Raymond Weldon Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Raymond Weldon: Name: Mr. Charles Raymond Weldon…

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William “Frank” Richardson Investigation -Former Avantax Financial Advisor-Subject of Customer Complaints-Houston, TX
William “Frank” Richardson Investigation -Former Avantax Financial Advisor-Subject of Customer Complaints-Houston, TX 150 150 ER

William Frank Richardson Investigation   April 2026-Houston, TX The FINRA records of  William “Frank” Richardson, Jr. ,  a stock broker formerly with Avantax Investment Services,  disclose 6 prior customer disputes. The…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Burch – Former Advisor with Cornerstone Securities & The Wealth Advisory Board
Rex Securities Law Investment Fraud Attorney Investigates Chris Burch – Former Advisor with Cornerstone Securities & The Wealth Advisory Board 150 150 Robert Rex, Esq.

Last Updated: March 2026—Cape Coral. Florida Here’s what you need to know about Cape Coral, FL,  former stockbroker & insurance broker Chris Burch: Name: Christopher William Burch Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dimitrios “Jim” Aivaliotis a broker with I-Bank Securities
Rex Securities Law Investment Fraud Attorney Investigates Dimitrios “Jim” Aivaliotis a broker with I-Bank Securities 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Boca Raton, FL) Dimitrios “Jim” Aivaliotis Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Dimitrios Aivaliotis: Name: Mr. Dimitrios Aivaliotis Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James McDermott formerly with Raymond James
Rex Securities Law Investment Fraud Attorney Investigates James McDermott formerly with Raymond James 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Oakbrook Terrace, IL) James McDermott Investigation Summary Here’s what you need to know about Oakbrook Terrace, IL, stockbroker James McDermott: Name: Mr. James Daniel McDermott Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Matteoni, Formerly a Broker with Triad Advisors
Rex Securities Law Investment Fraud Attorney Investigates Michael Matteoni, Formerly a Broker with Triad Advisors 150 150 Robert Rex, Esq.

Last Updated:  April 2026 (Reno, Nevada) Michael Matteoni Investigation Summary Here’s what you need to know about Reno, NV, stockbroker Michael Matteoni: Name: Mr. John Michael Matteoni Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Associates, Inc. Former Broker Michael Magruder
Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Associates, Inc. Former Broker Michael Magruder 150 150 Robert Rex, Esq.

Last Updated: April 2026 – Orlando, Florida Here’s what you need to know about Orlando, FL, former stockbroker Michael Edwin Magruder: Name: Michael Edwin Magruder CRD Number: 4579211 Other Business…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Norton formerly with I-Bankers Direct
Rex Securities Law Investment Fraud Attorney Investigates Christopher Norton formerly with I-Bankers Direct 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Boca Raton, FL) Christopher Norton Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Christopher Norton: Name: Mr. Christopher Todd Norton LInkedIn…

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