• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Felipe Colon
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Felipe Colon 150 150 Robert Rex, Esq.

Last Updated: August 2025 | Sarasota, FL Here’s what you need to know about Sarasota, FL, stockbroker Felipe Colon: Name: Mr. Felipe Juan Antonio Colon Current Employer: Not currently registered (most recent…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Bill Burks
Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Bill Burks 150 150 Robert Rex, Esq.

Last Updated: August 2025 (Flower Mound, TX) Bill Burks Investigation Summary Here’s what you need to know about Flower Mound, TX, stockbroker Bill Burks: Name: Mr. William Charles Burks, II…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates IFP Securities Broker Mike Nielson
Rex Securities Law Investment Fraud Attorney Investigates IFP Securities Broker Mike Nielson 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Greenwood Village, CO Here’s what you need to know about Greenwood Village, CO, stockbroker Michael Glen Nielson: Name: Michael Glen Nielson CRD Number: 4546896 Current Employers: IFP…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates World Capital Brokerage Former Broker Andrew James Pravlik
Rex Securities Law Investment Fraud Attorney Investigates World Capital Brokerage Former Broker Andrew James Pravlik 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Pittsburgh, Pennsylvania Here’s what you need to know about Pittsburgh, PA, stockbroker Andrew James Pravlik: Name: Mr. Andrew James Pravlik CRD Number: 2360456 Current Status: Not currently registered…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Broker Formerly Brent Penrose
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Broker Formerly Brent Penrose 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Brent Allen Penrose: Name: Brent Allen Penrose CRD Number: 5464292 Current Employer: Northern Trust Securities, Inc.…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Blair & Company L.L.C. Broker Robert J. Rumley III
Rex Securities Law Investment Fraud Attorney Investigates William Blair & Company L.L.C. Broker Robert J. Rumley III 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Atlanta, Georgia Here’s what you need to know about Atlanta, GA, stockbroker Robert J. Rumley III: Name: Robert J. Rumley III CRD Number: 4474706 Current Employer: William Blair…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Jay M. Spieler
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Jay M. Spieler 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Coral Gables, Florida Here’s what you need to know about Coral Gables, FL, stockbroker Jay Martin Spieler: Name: Mr. Jay Martin Spieler CRD Number: 1072642 Current Employer: Oppenheimer…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Seth Nannini a broker with Capital Investment Group-GWG Bond Sales
Rex Securities Law Investment Fraud Attorney Investigates Seth Nannini a broker with Capital Investment Group-GWG Bond Sales 150 150 Robert Rex, Esq.

Last Updated:  August 2025 (Boone, NC) Seth Andrew Nannini Investigation Summary Here’s what you need to know about Boone, NC stockbroker Seth Andrew Nannini: Name: Seth Andrew Nannini Current Employer: Capital Investment…

read more
  • Robert Rex, Esq.

Inspired Healthcare Capital Stops Distributions to Investors – Now Facing SEC Review
Inspired Healthcare Capital Stops Distributions to Investors – Now Facing SEC Review 150 150 Robert Rex, Esq.

Last Updated: August 2025 Inspired Healthcare Capital Private equity firm Inspired Healthcare Capital, based in Scottsdale, Arizona, acquires and operates senior living and healthcare facilities. Their investment products include Reg.…

read more
  • Robert Rex, Esq.

McNally Financial Services Discloses Regulatory Sanctions Over Sale of Steepener Investments-San Antonio, TX
McNally Financial Services Discloses Regulatory Sanctions Over Sale of Steepener Investments-San Antonio, TX 150 150 Robert Rex, Esq.

Updated August 2025 –San Antonio, Texas According to publicly available records San Antonio-based brokerage firm McNally Financial Services  (CRD#121196) , discloses five prior regulatory events. FINRA Investigation of McNally Financial McNally Financial makes the…

read more
Enter your
text here

You cannot copy content of this page